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In most circumstances, financial services companies aiming to conduct business in and from the United Kingdom (UK) must be licensed by one, or potentially, both of the UK regulators: the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA).
ACA’s London-based FCA Authorization team is second to none in assisting with the FCA licensing process‒ as a group, managing well over 500 license applications in the last twelve years, with a perfect success record in obtaining FCA/FSA authorizations for our clients. Those firms have ranged from complex derivative managers and private equity and large management groups to brokers and smaller boutiques, including many US companies expanding into the UK.
To request more information on ACA’s FCA Authorization services or a customized proposal for help with UK compliance needs, please complete our contact form or call Ron Weekes at +44 (020) 7042 0500.
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