Fall 2011 Compliance Conference

Speakers

Douglas A. Anderson

Chief Compliance Officer, Canyon Capital Advisors LLC

James E. Anderson

Partner, Wilmer Hale

Karen Barr

General Counsel, Investment Advisers Assocation

Marc Baum

General Counsel, Serengeti Asset Management

Mark Borrelli

Partner, Sidley Austin LLP

Paula Bosco

Chief Compliance Officer, New Mountain Capital

H. Dandridge Campbell

Senior Principal Consultant, ACA Compliance Group

Eva Marie Carney

Partner, Richards Kibbe & Orbe LLP

Christopher Crossan

Global Chief Compliance Officer, Dimensional Fund Advisors, Inc.

Joao Dos Santos

Director, Rothstein Kass

Marc E. Elovitz

Partner, Schulte Roth & Zabel LLP

S. Brian Farmer

Managing Director, Hirschler Fleischer

Garth J. Foster

Partner, Fasken Martineau DuMoulin LLP

Margaret Fretz

Chief Compliance Officer/Chief Operating Officer, Blue Edge Capital

David Goret

Member of the Firm, Lowenstein Sandler

Jamie Houghtlin

Compliance Director, Bain Capital, LLC

Michelle Jacko

Chief Executive Officer, Core Compliance & Legal Services, Inc.

Laurin Blumenthal Kleiman

Partner, Sidley Austin LLP

Chih-Pin Lu

Managing Attorney, Raymond James Financial Asset Management Group

Mary Frances Martin

Vice President - Mid-Atlantic Southesast Region, Pinkerton^® Consulting and Investigations

Jonathan B. Miller

Partner, Sidley Austin LLP

Jeffrey C. Morton

Partner, ACA Compliance Group

Marianne O'Doherty

Assistant Chief Compliance Officer, NISA Investment Advisors, L.L.C.

Adam Palmer

Director, ACA Compliance (Europe) Limited

Margaret Paradis

Partner, Morris, Manning & Martin, LLP

Danielle Perfetuo

Compliance Director, Bain Capital, LLC

Marla Roeser

Director of Compliance and Risk Management, Convergent Wealth Advisors

Uzi Rosha

Chief Compliance Officer, CarVal Investors, LLC

Brian L. Rubin

Partner, Sutherland Asbill & Brennan LLP

Jose F. Sanchez

Partner, Sidley Austin LLP

Joel H. Sauer

Chief Compliance Officer, Hayman Capital Management, L.P.

John H. Walsh

Chief Counsel, U.S. Securities and Exchange Commission

Craig R. Watanabe

CFP^®, Chief Operating Officer, Penniall & Associates

Gary Watkins

Partner, ACA Compliance Group

Judy Babb Werner

Chief Compliance Officer, Gardner Lewis Asset Management

Lucas Wilson

Senior Principal Consultant, ACA Compliance Group