Welcome to ACA Compliance Group

ACA Compliance Group (ACA) provides expert compliance consulting and GIPS^® verification services to investment advisers, private funds, investment companies, and broker-dealers.

When ACA partners with clients, we put our extensive skills and deep resources to work for those firms to help them build and maintain a strong culture of compliance and a best-practice infrastructure premised on up-to-date compliance policies and robust supervisory processes. With these policies and processes in place, and with our ongoing assistance and on-call availability, our clients know with confidence that their compliance programs are comprehensive and current.

We started ACA in 2002 determined to deliver the highest quality consulting services, unquestionable integrity, and unmatched dedication to our clientele, and our reputation for consistently meeting these standards has grown ever since. We have achieved and retained this standing thanks to a highly motivated, experienced consulting team of former SEC, FINRA, NYSE, NFA, and state regulators, as well as in-house counsel and senior compliance managers previously with prominent financial institutions.

ACA tailors its services and fee scale to meet each client’s particular needs. With this approach, we offer firms unique opportunities to cultivate and sustain competent, reliable compliance programs in a manner best suited to their individual circumstances. That competence and reliability is a key success factor in today’s increasingly challenging business and regulatory environments.