Register today for the Spring 2016 Compliance Conference in Boca Raton, FL, May 4-6, 2016

FINRA 2016 Examination Priorities Letter Highlights

SEC’s 2016 Examination Priorities for Investment Advisers

SEC Provides Guidance for Advisers and Fund Boards After “Distribution in Guise” Sweep

Check out our latest white paper:
The CCO’s Guide to the GIPS Standards: Essentials for Understanding and Mitigating Risk

Compliance Services & Support

Our global compliance staff includes former SEC, FINRA, FSA, NFA, and state inspectors, along with former senior compliance managers from prominent financial services firms.

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Performance Services

Our team is the largest group of GIPS® professionals in the world solely dedicated to GIPS verification and related services.

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Technology Solutions

We provide mission-critical financial software products and services to leading investment management firms.

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About ACA Compliance Group

ACA Compliance Group (“ACA”) is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers.