Andrew Petillon is a former SEC senior executive who co-led Enforcement and Examination programs in the Commission’s Los Angeles office
(Los Angeles, CA) September 4, 2013 – ACA Compliance Group (“ACA”) is pleased to announce Andrew Petillon joining our Los Angeles office as a compliance consultant for private funds and investment advisers. Andrew is a 25-year veteran of the U.S. Securities and Exchange Commission. While at the SEC, Andrew held many senior leadership positions in the Commission’s Los Angeles office, including co-leading the Enforcement and Examination programs and serving as Special Counsel in Enforcement and Regulation.
“We are excited to welcome Andrew,” says Dan Smith, ACA Partner. “I worked closely with Andrew at the SEC and greatly respect the depth of his regulatory knowledge and his ability to convey complex ideas clearly. Andrew is one of a handful of people who has held senior management positions in the Commission’s Enforcement and Examination programs. He will be an invaluable resource to our clients.”
Andrew earned his B.A. from Pomona College and his J.D. from Loyola Law School. In addition to his SEC service, Andrew has been a lecturer at UCLA Law School and an instructor at UCLA Extension.
About ACA Compliance Group
ACA Compliance Group (“ACA”) is a full-service global compliance consulting firm founded in 2002. We are headquartered in New York City and maintain regional offices across the US, Europe, and Asia. Our consultants comprise more than 50 former SEC, FINRA, NYSE, NFA, FSA, and state regulators along with former senior compliance managers from prominent financial institutions.
Drawing on their comprehensive expertise and experience, our consulting staff provides unparalleled regulatory compliance and GIPS® verification services to US and global investment advisers, private funds, investment companies, and broker-dealers. ACA assists these firms in mitigating risk and complying with new and existing regulatory requirements, focusing at all times on helping clients understand, implement, and maintain the compliance policies and procedures they need to succeed in today’s increasingly challenging regulatory environment.