Latest Articles: Compliance Articles

ACA offers many forms of compliance education and training. This compliance article will give you a better understanding of what the compliance department does on a daily basis. For more in depth compliance articles, view our Compliance Alerts.

 

Cybersecurity: What every Compliance Officer Should Know (July 30, 2014)

Publication: NSCP Link to article.

 

What’s It Worth? Practical Thoughts on Valuation (May 2014)

Publication: NSCP Currents Issue: May 2014 Author: Joel Stocksdale, Senior Principal Consultant, ACA Compliance Group Click to view article.

 

The Three (Not So) Little Pillars of Effective Compliance Programs (February 2014)

Publication: NSCP Currents Issue: February 2014 Author: Erik Olsen, Senior Principal Consultant, ACA Compliance Group Click to view article.

 

SEC Hits the “Reset Button” on Enterprise Risk Management (November 2013)

Publication: NSCP Currents Issue: November 2013 Author: Dan Campbell, Senior Principal Compliance Consultant, ACA Compliance Group Click to read the article.

 

Compliance is Easier Than You Think: Challenges and Solutions for Hedge Fund Managers Considering the Global Investment Performance Standards (GIPS ® ) 2nd Edition -2013

 

Compliance is Easier Than You Think: A Closer Look at the Global Investment Performance Standards (GIPS®) for Real Estate Managers – 2012

 

Zero Deficiencies ‒ Closing the Regulatory Gap

 

Preparing for an SEC Exam – Checklist

 

Maintaining Compliance – 2010 GIPS Made Easy

 

Compliance is Easier Than You Think: Challenges and Solutions for Hedge Fund Managers Considering the GIPS® – 2010

 

Regulations Applicable to Investment Advisers

 

 

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