ACA hosts free compliance events across the country for chief compliance officers from broker-dealers, investment advisers, hedge funds, private equity funds, and investment companies, among others. These regional events include discussions on current SEC focus areas.
Location: The Westbury Hotel Bond Street Mayfair, London, W1S 2YF Speakers: Justin Guthrie, CFA Managing Partner ACA Performance Services Colin Morrison Founder Paradigm Investment Consulting Karyn Vincent, CFA, CIPM Managing Partner ACA Performance Services RSVP To mark the winter opening … Continue reading
Date: October 28, 2014 Time: 8:30 a.m. to 12:00 p.m. Location: Morgan Lewis, 1701 Market St, Philadelphia, PA 19103 Co-sponsored by: ACA Compliance Group and Morgan Lewis On October 28, 2014, ACA will again co-host the Philadelphia Compliance Roundtable with … Continue reading
Title: St. Louis Broker-Dealer and Investment Adviser Roundtable Time: 12:30 p.m. – 4:00 p.m. Date: September 30, 2014 Co-sponsored by: ACA Compliance Group, Bryan Cave, ExamFX, and Global Relay Location: Bryan Cave One Metropolitan Square 211 N. Broadway St. Louis, … Continue reading