ACA Chief Compliance Officer: Roundtables

ACA hosts free compliance events across the country for chief compliance officers from broker-dealers, investment advisers, hedge funds, private equity funds, and investment companies, among others. These regional events include discussions on current SEC focus areas.


The Philadelphia Compliance Roundtable (October 28, 2014)

Date: October 28, 2014 Time: 8:30 a.m. to 12:00 p.m. Location: Morgan Lewis, 1701 Market St, Philadelphia, PA 19103 Co-sponsored by: ACA Compliance Group and Morgan Lewis On October 28, 2014, ACA will again co-host the Philadelphia Compliance Roundtable with … Continue reading


St. Louis Broker-Dealer and Investment Adviser Roundtable (September 30, 2014)

Title: St. Louis Broker-Dealer and Investment Adviser Roundtable Time: 12:30 p.m. – 4:00 p.m. Date: September 30, 2014 Co-sponsored by: ACA Compliance Group, Bryan Cave, ExamFX, and Global Relay Location: Bryan Cave One Metropolitan Square 211 N. Broadway St. Louis, … Continue reading



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