ACA NEWS & EVENTS
COMPLIANCE ALERTS
ACA places a high priority on disseminating accurate, valuable information to help advisers stay up to date on compliance issues. Please email info@acacompliancegroup.com if you would like to receive future alerts free of charge.
Private Fund Investment Advisers Registration Act of 2009
Is it Time to Implement FTC Red Flags Procedures? July 15, 2009
Guidance from Massachusetts on its Privacy Regulations July 2, 2009
Obama’s Regulatory Overhaul and Changes to OCIE’s Examination Program June 19, 2009
Significant Proposals Calling for Regulatory Reform Continues May 19, 2009
The SEC Push for Continued Reform May 6, 2009
This Spring’s Regulatory Activity…the Relative Calm before the Storm? - May 1 2009
SEC Warns Mutual Funds of Requiring Oversight in AML Programs - March 2009
Extended MA Data Security Deadline and Recent Observations regarding SEC Examinations - March 2009
New FINRA Rules Became Effective on February 17, 2009 - February 2009
E-COFFEEHOUSE
Pull up a chair, grab your latte, espresso, or good old cup of joe, and dive on in. ACA experts hang out in the E-Coffeehouse after the webcasts to discuss questions raised during the presentations and follow-up topics.
Click here to enter the E-Coffeehouse.
RECENT SPEAKING ENGAGMENTS
Click on the month to view the speaking engagements during that period.
- January
- |
- February
- |
- March
- |
- April
- |
- May
- |
- June
- |
- July
- |
- August
- September
- |
- October
- |
- November
- |
- December
SEC DOCUMENT REQUEST LIST
Click here to download the SEC Document Request List in PDF format.