National Futures Association (NFA) Member Services

ACA provides futures brokerage firms, trading advisers, and fund managers with outsourcing and consulting services. With our guidance, NFA members and Commodity Futures Trading Commission registrants can streamline their business and operational processes and improve the quality and effectiveness of their compliance programs. To help in this regard, we offer the following assistance:

• Compliance Program Reviews
• Mock NFA Exams
• NFA Self-Exam Checklist Reviews
• Independent Anti-Money Laundering Program Reviews
• Compliance Process Forensic Testing
• CPO and CTA Disclosure Document Reviews
• NFA Audit Support
• Compliance Training, including Ethics
• Review of Employee, Proprietary, and Discretionary Trading
• Promotional Material Review
• NFA/CFTC Registration

To request more information on ACA’s NFA member services or a personalized proposal for assistance with compliance needs, please follow this link or call 312.201.9620.