ACA provides customized compliance solutions to digital advisers (sometimes referred to as robo-advisers, internet advisers, or automated advisers) that are specifically designed to help firms align their advisory processes with regulatory requirements and the expectations of the U.S. Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (“FINRA”).
ACA Compliance Group is pleased to announce that one of its most experienced consultants, Kenny Clowers, is permanently relocating to the Bay Area to oversee the continued growth and expansion of ACA’s West Coast practice, while continuing to provide ACA’s clients with a range of regulatory compliance services.
(Boston, MA and New York, NY) - ACA Compliance Group, a global leader in providing compliance, cybersecurity, risk, performance, and technology solutions to financial services firms, is pleased to announce that Alan K. Halfenger has joined the firm as partner. He will be based in Boston.
ACA offers investment advisers practical compliance solutions to regulatory requirements. Our experienced team of compliance professionals—many of whom are former federal, state, and SRO regulators—understand compliance and operational challenges. They use their frontline knowledge to help clients develop and sustain strong, reliable compliance programs in the manner best suited to their firm’s needs, size, and structure.