Compliance ELF is Now Part of ComplianceAlpha®

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ACA Compliance Group Completes the Acquisition of Cordium

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Registration for ACA's Fall 2018 Compliance Conference is now open!

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ACA Announces Liquidity Risk Management Program Rule Survey Results

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News: Askari Foy Named Thought Leader by SC Media Reboot Leadership Awards 2018

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ACA COMPLIANCE GROUP

ACA Compliance Group (ACA) is a leading provider of governance, risk, and compliance advisory services and technology solutions. We partner with our clients to help them mitigate the regulatory, operational, and reputational risks associated with their business functions. Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and international banks. ACA is based in New York City and has offices in London, Hong Kong, Malta, and other U.S. cities.

OUR PRODUCTS & SERVICES

Compliance

Our global compliance staff includes former SEC, FINRA, FSA, NFA, and state inspectors, along with former senior compliance managers from prominent financial services firms.

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Cybersecurity & Risk

Our team of financial technologists works with CTOs, COOs, and CCOs at a broad range of firms to improve security infrastructures, provide advisory services, and conduct cybersecurity reviews.

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Performance

Our team is the largest group of GIPS® professionals in the world solely dedicated to GIPS verification and related services.

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Financial and Regulatory Technology

We provide mission-critical financial software products and services to leading investment management firms.

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AML & Financial Crimes

Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services.

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Education & Training

We offer a variety of engaging, dynamic educational opportunities so that you and your staff stay informed on regulatory initiatives, GIPS standards, cybersecurity, and industry topics.

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PRODUCT SPOTLIGHT

COMPLIANCEALPHA®

 

ComplianceAlpha CMP screen

ComplianceAlpha is ACA's secure, centralized platform for managing your firm's risk and compliance program. The platform enables compliance, marketing, and risk teams to more efficiently meet their firm's regulatory obligations and business needs. Modules include:

  • (NEW!) Compliance ELF - Code of ethics, personal trading, and employee compliance management
  • Compliance Management Platform (CMP)
  • Marketing Review Solution (MRS)
  • Decryptex® Trade Surveillance
  • ACA Aponix Platform