ACA Compliance Group (ACA) is a leading provider of governance, risk, and compliance advisory services and technology solutions.
HOW WE HELP
We provide compliance products and solutions to financial services firms. Our team includes former SEC, FINRA, FCA, NYSE, NFA, and state regulators, along with former senior compliance managers from prominent financial services firms.
Our team — the largest group of GIPS® compliance professionals in the world solely dedicated to GIPS compliance verification and related services — provides GIPS compliance verification and consulting services to investment managers around the globe.
Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services that help address financial crimes-related threats and regulatory concerns.
Our team hosts firms who undertake regulated activities in the EU who do not yet have their own license, including start-up and established investment managers, as well as distribution and advisory firms.
Our regulatory accountants solve the complex needs of firms managing or marketing funds in Europe, including Annex IV reporting, preparing ICAAPs, prudential capital management, management accounting, and payroll.