GDPR is Live – How to Ensure Ongoing Compliance
Announcing ACA's Decryptex Version 3.0
Don't Get Burned. Do You Have Compliance Coverage This Summer?
Our global compliance staff includes former SEC, FINRA, FSA, NFA, and state inspectors, along with former senior compliance managers from prominent financial services firms.
Our team of financial technologists works with CTOs, COOs, and CCOs at a broad range of firms to improve security infrastructures, provide advisory services, and conduct cybersecurity reviews.
Our team is the largest group of GIPS® professionals in the world solely dedicated to GIPS verification and related services.
We provide mission-critical financial software products and services to leading investment management firms.
Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services.
We offer a variety of engaging, dynamic educational opportunities so that you and your staff stay informed on regulatory initiatives, GIPS standards, cybersecurity, and industry topics.
ComplianceAlpha® is ACA's secure, centralized platform for managing your firm’s risk and compliance program. The platform enables compliance, marketing, and risk teams to more efficiently meet their firm's regulatory obligations and business needs through the integration of risk assessment and regulatory requirements; compliance controls, policies, and procedures; compliance activity tracking and testing; marketing and advertising reviews; cybersecurity and technology risk management tools; trade surveillance; and personal securities trading and code of ethics (Coming Soon).