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ACA Technology Solutions

Streamline risk and compliance management with ComplianceAlpha® 2.0

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We deliver technology solutions and consulting services to over 650 leading financial services firms globally. Our technology solutions are designed, developed, and supported by the industry’s largest team of former regulators, financial technologists, and cybersecurity professionals. Our global team includes former SEC, FINRA, FCA, CFTC, NFA, and state regulators, as well as former senior managers and technologists from prominent financial institutions and consulting firms. Through our collective expertise in compliance, cybersecurity, performance, financial crimes, and technology, we understand our clients’ business needs and regulatory requirements. Our technology solutions help our clients streamline processes, simplify day to day tasks, and ensure easy and comprehensive tracking of all activity across their firm.

How We Help

Regulatory Technology

Regulatory Technology Solutions

ACA’s regulatory technology (RegTech) solutions are designed to help CCOs and compliance teams increase efficiency and reduce risk across the organization. Our solutions include functionality for compliance program management, marketing reviews, code of ethics/personal trading management, trade surveillance, cybersecurity and risk management, vendor management, regulatory reporting, pre- and post-trade portfolio compliance, data warehouse, and trade allocations.

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Investment Technology

Investment Technology Solutions

ACA's investment and data management technology solutions include the NorthPoint Investment Management System and the NorthPoint Data Management Solutions. Our team of financial technologists has real-world industry experience and understands the dynamic needs of today’s investment managers.

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Your RegTech Roadmap for 2020 and Beyond: The Outlook for Risk and Compliance Technology

As regulators continue to advance and deploy technology solutions to monitor investment firms and securities markets, compliance professionals should be aware of both current and future technology that can assist with surveillance and compliance risk management. Listen on demand as ACA's Raj Bakhru, Carlo di Florio, and Dan Campbell outline trends in the RegTech space and discuss the types of technology that can be utilized to support your compliance program, including machine learning, natural language processing, and artificial intelligence. Also discussed are best practices for evaluating and implementing such solutions as part of an overall governance, risk, and compliance program.


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ComplianceAlpha 2.0

ComplianceAlpha 2.0 is our next-generation RegTech platform that helps global financial services firms of all sizes to strengthen and streamline risk and compliance management across the enterprise from a single platform. ComplianceAlpha helps firms:

  • automate manual tasks
  • identify risk through enhanced surveillance capabilities
  • derive deeper insights through connected data
  • simplify the submission of requests and disclosures for employees
  • scale alongside regulators' changing requirements and technological advances
  • free up valuable time for more strategic, higher-value tasks

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ACA's NorthPoint Data Management Solutions for Form ADV Regulatory Reporting Challenges


NorthPoint Data Warehouse

A large OCIO manager needed a technology solution that could address the Form ADV requirement to provide derivatives exposure for investments made via Separately Managed Accounts (SMAs) based on day-over-day data. The client was receiving SMA transparency positions, but their challenge was how to manage the Security Master data for the individual investments in that transparency. The client's existing Data Warehouse and Security Master solutions were set up to process fund investments on a monthly basis, even though these positions ran the gamut of direct investment types and needed to be processed daily. In addition, the client now needed to get pricing data for those investments daily. Download our case study to learn more about how ACA's NorthPoint Data Management Solutions' Data Warehouse and Security Master modules solved the client's challenges.



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Why Choose ACA Technology?

ACA product development team

Our Product Development Team

Our products are designed and developed by a team of financial technologists who understand the dynamic needs of today’s investment managers.

ACA client service team

Client Service and Support

We take a “white glove” approach to delivering and supporting our products. We are the #1 RegTech provider for client satisfaction among hedge fund managers, according to the 2019 HFM RegTech Rising report.

ACA product implementation

Our Product Implementation

Our implementation specialists are skilled at evaluating and understanding the unique investment strategies and operational workflows at your firm. We take the time to learn your business in order to tailor our systems to your needs.

ACA regulatory compliance team

Our Regulatory Compliance Team

Compliance is a critical part of our product suite. We have a deep pool of resources within ACA who have domain expertise in regulatory compliance. We work closely with them on implementations to ensure the compliance and regulatory rules in place are tested and configured correctly.

Alt Credit US Awards 2019 winner ACA Technology

Best Technology: Overall

HFM US Technology Awrds 2019 Best RegTech Solution ACA Technology

Best RegTech Solution

ACA Technology RegTech 100

RegTech 100 List 2019

Fund Technology Awards winner ACA Technology

Best Compliance Solution

HFM European Hedge Fund Technology Award Winner Logo

Best RegTech Solution