ACA Technology Solutions Services

ACA TECHNOLOGY SOLUTIONS

Regulatory technology, data management, and investment management technology solutions

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ACA Technology Solutions provides regulatory technology (RegTech), data management, and investment management technology solutions and consulting services to over 650 clients. Our clients include leading hedge fund, private equity fund, endowment fund, and pension fund managers, investment managers, asset managers, and outsourced CIOs. Our solutions and services are designed, developed, and supported by the industry’s largest team of former regulators, compliance professionals, financial technologists, and cybersecurity and risk professionals.

How We Help

Regulatory Technology

Regulatory Technology Solutions

ACA’s regulatory technology (RegTech) solutions are designed to help CCOs and compliance teams increase efficiency and reduce risk across the organization. Our solutions include functionality for compliance program management, marketing reviews, code of ethics/personal trading management, trade surveillance, cybersecurity and risk management, vendor management, regulatory reporting, pre- and post-trade portfolio compliance, data warehouse, and trade allocations.

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Investment Technology

Investment Technology Solutions

ACA's investment and data management technology solutions include the NorthPoint Investment Management System and the NorthPoint Data Management Solutions. Our team of financial technologists has real-world industry experience and understands the dynamic needs of today’s investment managers.

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SOLUTION SPOTLIGHT

Code of Ethics and Personal Trading Management Technology

ACA's Compliance ELF (Employee Level Filing) provides an integrated solution for managing your firm’s code of ethics compliance activities related to employee personal securities trading monitoring, attestations, reporting on gifts, political contributions, outside activities, and more. Compliance ELF is available as part of ACA’s ComplianceAlpha® platform or as a standalone solution. Key features include:

  • Pre-trade, post-trade, IPO, and private placements
  • Outside business activities
  • Gifts, entertainment, and political contributions
  • Certifications, attestations, items of interest
  • Links to 4,500 brokerage institutions
  • Support from ACA's experienced Customer Success and Technical Support teams

Compliance ELF code of ethics personal trading technology software

code of ethics technology spotlight

FEATURED CASE STUDY

ACA's NorthPoint Data Management Solutions for Form ADV Regulatory Reporting Challenges

 

NorthPoint Data Warehouse

A large OCIO manager needed a technology solution that could address the Form ADV requirement to provide derivatives exposure for investments made via Separately Managed Accounts (SMAs) based on day-over-day data. The client was receiving SMA transparency positions, but their challenge was how to manage the Security Master data for the individual investments in that transparency. The client's existing Data Warehouse and Security Master solutions were set up to process fund investments on a monthly basis, even though these positions ran the gamut of direct investment types and needed to be processed daily. In addition, the client now needed to get pricing data for those investments daily. Download our case study to learn more about how ACA's NorthPoint Data Management Solutions' Data Warehouse and Security Master modules solved the client's challenges.

 

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Why Choose ACA Technology?

ACA product development team

Our Product Development Team

Our products are designed and developed by a team of financial technologists who understand the dynamic needs of today’s investment managers.

ACA client service team

Client Service and Support

We take a “white glove” approach to delivering and supporting our products. We are the #1 RegTech provider for client satisfaction among hedge fund managers, according to the 2019 HFM RegTech Rising report.

ACA product implementation

Our Product Implementation

Our implementation specialists are skilled at evaluating and understanding the unique investment strategies and operational workflows at your firm. We take the time to learn your business in order to tailor our systems to your needs.

ACA regulatory compliance team

Our Regulatory Compliance Team

Compliance is a critical part of our product suite. We have a deep pool of resources within ACA who have domain expertise in regulatory compliance. We work closely with them on implementations to ensure the compliance and regulatory rules in place are tested and configured correctly.

Alt Credit US Awards 2019 winner ACA Technology

HFM US Technology Awrds 2019 Best RegTech Solution ACA Technology

ACA Technology RegTech 100

Fund Technology Awards winner ACA Technology