ACA Spotlight Blog

ACA Spotlight Blog

Compliance, risk, and technology insights and alerts for financial services
 

Subscribe

Technology

 

Employee Data Governance Policies
December 12, 2018
Regulatory mandates and pressure from investors are driving firms to implement new security policies which can be challenging for employees. Here's a set of key guidelines to minimize the impact and maximize the value of implementations for your employees.
NorthPoint Case Study
November 15, 2018
This case study details how ACA's NorthPoint Data Management Solutions helped a large OCIO manager solve challenges related to the Form ADV requirement to provide derivatives exposure for investments made via Separately Managed Accounts (SMAs) based on day-over-day data.
IMS Fund Allocator case study
September 26, 2018
This case study explains how a large, complex fund allocator implemented ACA's NorthPoint IMS to address challenges managing their fund investments due to operational inefficiencies and decentralized workflows and data.
NorthPoint investment management system case study
August 2, 2018
This case study explains how a growing fixed income asset management firm implemented ACA's NorthPoint IMS to address business challenges due to a lack of integrated portfolio compliance and straight through processing in their trading workflow.
data management solutions case study
June 20, 2018
This case study details how a large OCIO management firm and a large managed account platform firm, each with a large number of clients that invests in hedge funds through separately managed accounts (SMA), implemented ACA's NorthPoint Data Management Solutions Data Warehouse and Security Master modules to address the need for drill-through transparency into the constiutent investments of these funds.
case study northpoint platform
April 6, 2018
This case study explains how ACA's NorthPoint Platform helped a growing investment management firm with approximately $19 billion in assets under management solve business challenges related to managing mulitple disparate software systems and home-grown applications, as well as manual operational processes.
knowledge date
February 27, 2018
In data management, Knowledge Date — also called “As At” date functionality — refers to the ability to store the same data point based on the information available at a certain point in time.
Waters Women in Technology and Data Awards
February 6, 2018
We are pleased to announce that ACA Technology's Cristina Ghimusian and Ujjwala Jain have been shortlisted for WatersTechnology's inaugural Women in Technology a
case study
January 12, 2018
This case study details how a growing investment advisory and financial planning firm managing over $1.5 billion in client assets implemented ACA's ComplianceAlpha® Compliance Management Platform (CMP) and Marketing Review Solution (MRS) modules to enhance the firm's compliance and marketing review program infrastructure.