White Paper: 2020 Liquidity Risk Management Program Rule Survey Results

November 6, 2020 by Erik Olsen


To continue providing the mutual fund industry with transparency and insight into how their peers are approaching compliance with the liquidity risk management program rule, we launched our third annual Liquidity Risk Management Program Rule Survey in June 2020 on the heels of the U.S. market turbulence stemming from the COVID-19 pandemic.

We are pleased to present the results of this survey in the form of a white paper: Results of ACA's 2020 Liquidity Risk Management Program Rule Survey.

This year's survey covered the following topics:

  • Liquidity Program Administrator
  • Liquidity Classification
  • Asset Classification
  • Highly Liquid Investment Minimum vs. Primarily Highly Liquid Investments
  • Compliance Warning Tolerances
  • Liquidity Risk
  • Liquidity Sources
  • Board Reporting

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Additional Liquidity Risk Management Program Rule Resources

Visit our Liquidity Risk Management Program Rule resource page for access to white papers, news insights, and webcasts to assist funds, ETFs, advisers, and sub-advisers in understanding the intricacies and requirements of the liquidity risk management program rule.

For More Information

ACA works with clients to help with program management and development of policies and procedures, readiness assessments using our proprietary liquidity risk rule matrix, and guidance and insight into industry trends and best practices.

For more information about our services, or to find out more about this year's survey results, please contact Erik Olsen.

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