The Year in Regulatory Technology for Financial Services Firms

December 19, 2019 by ACA Compliance Group

2019 regulatory technology insights, news, webcasts, and resources

We thank our clients and friends for a successful 2019 and wish you continued success in 2020. As a token of our appreciation, we want to share a recap of our product updates, insights, alerts, webcasts, and other resources for you to review and utilize to start the New Year strong.

Product Updates

This year we continued to enhance our regulatory technology solutions and services to help our clients meet their regulatory obligations effectively and efficiently. Key updates and enhancements included:

  • ComplianceAlpha 2.0 - Our next-generation RegTech platform is designed to help your firm strengthen and streamline risk and compliance management across the enterprise from a single location.
  • Holistic Surveillance Solution - Brings together our established surveillance services and technology solutions in a comprehensive package designed to help your firm meet the surveillance expectations of regulators as well as to replicate their technological capabilities.
  • Trade Blotter Review Analysis Tool - Incorporates select algorithms from our Trade Surveillance software and includes a trading file request template that aligns with the U.S. Securities and Exchange Commission’s (SEC) latest data request template.

Insights and Alerts

Here are 2019's top RegTech insights from our compliance and technology professionals:

Resources and Downloads

The following downloadable resources are designed to help your firm close 2019 strong and lay the foundation for a successful 2020:

Webcasts and Live Demos

Watch or listen to our informative RegTech webcasts on demand at your leisure:

For More Information

For more information or questions, please reach out to your ACA consultant or contact us here.

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