On May 25, the European Union’s General Data Protection Regulation (GDPR) goes into effect.
While we could give you countless reasons why you should attend ACA’s Spring 2018 Compliance and Performance Conference, we’ve narrowed the list down to eight.
For the first time in some years, the Financial Conduct Authority (FCA) has written to asset managers’ CEOs on prudential matters. The letter includes a plea by the FCA for data that it, and the EBA, can rely upon when aggregating firms’ submissions to understand the macro picture.
This case study details how dual-entity private equity and hedge fund manager with approximately $1 billion AUM implemented ACA's ComplianceAlpha® to build a universal risk assessment and compliance program testing regime under time and resource constraints.
The U.S. Securities and Exchange Commission’s ("SEC") Form PF presents many challenges for investment advisers, particularly those that have large data sets and multiple administrators.
We are pleased to announce that ACA Technology's Cristina Ghimusian and Ujjwala Jain have been shortlisted for WatersTechnology's inaugural Women in Technology a
Last month I had the opportunity to moderate a panel at the PEI CFOs & COOs Forum in New York on “Performance Calculations: Does the PE Industry Need More
Cyber-attacks continue to increase as new threats emerge. In the first half of 2018, several major breaches and incidents occurred at companies including Facebook, MyFitnessPal (Under Armour), and Panera Bread, to name a few.
Investors and portfolio managers alike grapple with the best calculation methodology to use in performance measurement. We've created a fact sheet to help you distinguish the two primary measures: the time-weighted rate of return (“TWR”) and the internal rate of return (“IRR”).
This week is Tax Identify Theft Week in the U.S. As tax filing season kicks off, it’s important to be on the lookout for tax scams.
A look at what the regulators are asking for and considerations for production
Are you tired of managing your vendors with spreadsheets? Do you have a different tab for every third party? Does the prospect of a regulatory exam make you break out into a cold sweat?
This case study details how a growing investment advisory and financial planning firm managing over $1.5 billion in client assets implemented ACA's ComplianceAlpha® Compliance Management Platform (CMP) and Marketing Review Solution (MRS) modules to enhance the firm's compliance and marketing review program infrastructure.
The premise of the new rules will be to ensure investment firms have a prudential framework designed to be simpler and more proportionate to the operations of these types of firms. However, these changes will result in significant alteration to how investment firms measure their capital for regulatory purposes.