The Marketing Review Solution (MRS) module of ComplianceAlpha® provides a full management workflow for submitting, reviewing, ap
Insights and guidance from ACA's team of experienced compliance and technology professionals.
The Compliance Management Platform (CMP) module of ACA's ComplianceAlpha® captures data from compliance activities across your firm to help you identify, monitor, and analyze compliance risks, as well as test your cont
ACA's Compliance ELF (Employee Level Filing) provides an integrated solution for managing your firm’s code of ethics compliance activities related to employee personal securities trading monitoring, attestations, repor
Regulatory mandates and pressure from investors are driving firms to implement new security policies which can be challenging for employees. Here's a set of key guidelines to minimize the impact and maximize the value of implementations for your employees.
This case study details how ACA's NorthPoint Data Management Solutions helped a large OCIO manager solve challenges related to the Form ADV requirement to provide derivatives exposure for investments made via Separately Managed Accounts (SMAs) based on day-over-day data.
This case study explains how a large, complex fund allocator implemented ACA's NorthPoint IMS to address challenges managing their fund investments due to operational inefficiencies and decentralized workflows and data.
Firms can be efficient, effective, and vigilant in meeting their regional regulatory obligations if they embrace a combination of regulatory technology (RegTech) solutions and regulatory compliance advisory services.
ACA Technology develops and delivers innovative and dynamic regulatory technology solutions for financial services firms.
This case study explains how a growing fixed income asset management firm implemented ACA's NorthPoint IMS to address business challenges due to a lack of integrated portfolio compliance and straight through processing in their trading workflow.
This case study details how a large OCIO management firm and a large managed account platform firm, each with a large number of clients that invests in hedge funds through separately managed accounts (SMA), implemented ACA's NorthPoint Data Management Solutions Data Warehouse and Security Master modules to address the need for drill-through transparency into the constiutent investments of these funds.