ACA Compliance Group – London Office

ACA Europe Expertise and Leadership

ACA’s European division is headquartered in London, providing guidance on European and U.S. financial services regulations. Our consulting team includes former FCA, FSA and SEC regulators, together with experienced industry practitioners and individuals previously approved as Compliance Officers.

In addition to our financial services consulting we offer market-leading GIPS® compliance and independent performance verification services, as well as award-winning technology cybersecurity solutions, all offered from our London office to better serve clients with a European presence.

Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ complex business needs and regulatory requirements.


Learn more

ACA Compliance (Europe)

130 Jermyn Street
London SW1Y 4UR 

Tel: +44 (0) 207 042 0500

Email: info@acacomplianceeurope.com

 

Local Contacts

 

Contact Us

Services offered in London

Consulting:

  • A range of retained solutions providing a comprehensive compliance framework
  • Regulatory application services, FCA, SEC CFTC/NFA
  • Focused and enterprise-level risk assessments
  • Compliance Review Services, including health checks and mock audits
  • Policy and procedure development
  • Thematic project support services, including market abuse, SM&CR, trade & transaction reporting, MiFID II
  • Secondments, co-sourcing, and other staff augmentation
  • GIPS® compliance services
  • Performance consulting services
  • Data privacy compliance services
  • Registration services
  • FCPA and anti-bribery risk management and development of policies and procedures

Managed Services:

  • Marketing and advertising reviews
  • Scalable compliance testing and remediation projects
  • Vendor, third-party, and M&A risk reviews
  • Virtual CISO
  • Electronic communications surveillance
  • Expert network consultation chaperoning
  • Regulatory filings
  • Forensic testing
  • Full-service support for our regulatory technology solutions

    Technology:

    • Employee Compliance
    • Trade Surveillance
    • Compliance Management
    • Marketing and Advertising Reviews
    • Regulatory Reporting
    • Cybersecurity

    Education:

    Who We Work With

    • Multinational banks
    • Alternative investment managers
    • Private markets, including private equity, private credit, venture capital, and real estate fund managers and their portfolio companies
    • Hedge fund managers
    • Private fund managers
    • Asset managers and traditional long-only funds
    • Commodity trading advisors
    • Investment advisers
    • Securities brokers and introducing brokers
    • Family/private offices