Compliance Solutions for Cryptocurrency Advisers

Compliance Solutions for Cryptocurrency Advisers

ACA provides customized compliance solutions for advisers dedicated to managing digital assets, including cryptocurrencies, initial coin offerings, and other blockchain focused assets. ACA’s solutions are specifically designed to help firms align their advisory processes with regulatory requirements and the expectations of the U.S. Securities and Exchange Commission (“SEC”) and the U.S. Commodity Futures Trading Commission (“CFTC”).

HOW WE HELP

 

Comprehensive Reviews

Regulatory Registration and Compliance Program Development

ACA assists with:

  • Preparing and filing Form ADV
  • CFTC registration and NFA membership
  • Developing customized compliance policies and procedures
  • Developing compliance infrastructure
  • Implementing customized compliance programs

Registration Filings Support

  • Form ADV reviews
  • IARD filings with appropriate state and federal regulators
  • Private Fund Reporting Depository adminstration services
  • Form PF reasonableness review
  • NFA Online Registration System ("ORS") assistance

Broker-Dealer Quick Reference Guide

Additional Offerings

REQUEST MORE INFORMATION

 

To request more information on ACA’s services and solutions for cryptocurrency advisers complete our contact form.