Compliance Solutions for
Private Fund Managers

To date, ACA has worked with over 80 percent of the top 100 private fund managers around the world to help them develop or enhance their compliance programs. Our reviews for firms of all sizes help ensure their compliance with the Investment Advisers Act of 1940 and industry best practices.

HOW WE HELP

 

Comprehensive Reviews

Compliance Solutions

Registration and Filings

  • 13F, 13G, and 13H report filing
  • SEC and state registration
  • IARD administration
  • AIFMD reporting

Broker-Dealer Quick Reference Guide

Additional Offerings

PACKAGED COMPLIANCE SOLUTIONS FOR PRIVATE FUND MANAGERS

 

ACA offers several packaged solutions for compliance support that provide assistance at varying levels.

Comprehensive C3 Solution®

ACA’s C3 Solution provides a range of services to assist private fund managers with most compliance tasks.

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Compliance Cornerstone™ Solution

ACA’s Compliance Cornerstone Solution is ideal for firms that do not require a total compliance solution. It offers private fund managers unlimited consultation, access to ACA’s library of compliance documents, a subscription to ACA’s weekly compliance newsletter, and a high-level customized compliance review. In addition, we assist clients in preparing and submitting required IARD filings.

Compliance Assistant™ Solution

For private fund managers with limited needs, ACA’s Compliance Assistant Solution includes unlimited consultation and timely updates on current rules and regulations.

REQUEST MORE INFORMATION

 

To request more information on ACA’s private fund services or a proposal for assistance with your specific compliance needs, complete our contact form or call Damon Zappacosta at (212) 951-1030.