Electronic Communications Reviews

Electronic Communications Reviews

Contact Us About Ecommunication Reviews

An effective email review program is critical for preventing, among other things, misuse of material non-public information by an adviser or an adviser’s employees. ACA specializes in conducting thorough reviews of electronic communications to help firms meet their regulatory obligations in this area.

How We Help


Our search specialists and regulatory consultants tailor a review program that targets the activities and regulatory risks of greatest concern to your firm. In performing these reviews, we:

  • tailor search terms and focus areas specifically to your firm,
  • escalate potential issues for review and resolution to your firm’s Chief Compliance Officer, and
  • provide timely standardized reports of review results.
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