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ComplianceAlpha® Risk and Compliance Management Platform

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ComplianceAlpha on laptop and mobile device

ACA's ComplianceAlpha® is the award-winning holistic monitoring and surveillance platform transforming risk and compliance management for over 800 leading financial services firms worldwide. By bringing together compliance activities and data in one platform, ComplianceAlpha provides risk and compliance officers with a unified view of risks and behavior across their firm.

 

ComplianceAlpha is designed, developed, and supported by our team of experts in regulatory compliance, technology, and cybersecurity professionals. Through our collective expertise and industry experience, we understand our clients’ complex business needs and regulatory requirements.

ComplianceAlpha 2.5 is now available! 

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Feature Sets

 

Employee Compliance

For compliance teams and employees to manage personal trading and Code of Ethics.

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Market Abuse Surveillance

For compliance teams to optimize firm-wide trade surveillance testing.

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AML KYC/CIP

For compliance teams to monitor individuals and vendors against KYC / CIP requirements.

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Compliance Management

For compliance teams to scale their program through digital workflows.

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Marketing Review

For compliance, marketing, and legal teams to streamline the marketing review process.

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Cybersecurity & Technology Risk (ACA Aponix®)

For IT and security teams and employees.

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ComplianceAlpha?

 

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