GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
February 3, 2021

FAQs: Amendments to the Marketing & Advertising Rule

Join ACA and K&L Gates as they discuss the frequently asked questions and most pressing concerns firms have expressed surrounding the recent amendments to to the Advertising Rule. 
Register
Webcast
February 2, 2021

Managing Portfolio Risk Post SolarWinds Breach

The SolarWinds Breach reported in December, 2020 had far-reaching consequences that touched many entities, and caused organizations such as the U.S. Cybersecurity and Infrastructure Security Agency (CISA) and Microsoft® to issue emergency directives to mitigate the effects of the attack.
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Webcast
January 27, 2021

ESG and the Year Ahead

Now more than ever, investment advisers are under increased pressure to integrate ESG and sustainability factors into their investment process. Join us on January 27, 2021 as we discuss today’s ESG trends and how to better address sustainability and responsible investing issues in the year ahead.
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Webcast
January 6, 2021

New Amendments to the Marketing & Advertising Rule: What You Should Know

On December 22, 2020, the SEC adopted amendments to modernize Rule 206(4)-1 (the Advertising Rule) under the Investment Advisers Act of 1940. Join ACA and K&L Gates for a complimentary webinar that will explore the practical implications of the amendments to the Advertising Rule.
On Demand
Webcast
December 15, 2020

Compliance Year in Review

Join us for our annual Compliance Year in Review webcast on December 15, 2020 at 11AM ET. ACA's Carlo di Florio, Chief Services Officer, Michael Abbriano, Director, Michelina Cuccia, Director, and Ian Rivera, Senior Principal Consultant will share SEC compliance developments from 2020 and discuss what to expect in 2021.
On Demand
Webcast
December 8, 2020

Operating in the UK post Brexit - A guide for EEA firms

By 1 January 2021, many firms globally will need to consider and possibly adapt their business models and regulatory registration arrangements to continue operating within the UK – regardless of the outcome of any current Brexit negotiations.
On Demand
Webcast
December 8, 2020

Implications of the Election on the SEC Regulatory Agenda

With the upcoming change in political leadership there is likely to be a shift in policies and priorities. Join ACA's Carlo di Florio, Chief Services Officer, Josh Broaded, Partner, Karen Foley, Partner, and Dani Williams, Principal Consultant as they take a look at the currently proposed and potential policy shifts, the implications of those shifts on financial services firms, and what firms should know and prepare for in the year ahead.
On Demand
Webcast
December 2, 2020

ComplianceAlpha® 2.5 Europe User Workshop

ACA's Jordan Schwartz will provide an overview of new features in ComplianceAlpha®. We encourage all ComplianceAlpha users as well as firms interested in ComplianceAlpha to attend.
On Demand
Webcast
December 1, 2020

ComplianceAlpha® 2.5 U.S. User Workshop

ACA's Jordan Schwartz will provide an overview of new features in ComplianceAlpha®. We encourage all ComplianceAlpha users as well as firms interested in ComplianceAlpha to attend.
On Demand