GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
November 5, 2019

Best Practices for a Holistic Monitoring Programme

Preventing, detecting, and punishing market abuse is a high priority for regulators - whether acted in a personal or professional capacity. Ensuring you have a well-rounded and comprehensive compliance monitoring programme that covers critical areas and presents a full picture of activities is vital to mitigate risks.
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Webcast
October 31, 2019

The Scariest Cyber Breaches of 2019

Join us for the horrifying retelling of the scariest cyber incidents of 2019. Learn from these incidents and see how you can apply best practices to improve your security, educate employees, and protect your business.
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Webcast
October 30, 2019

Model Delivery Trends: The Shift Towards Third-Party Certification

According to new research, model portfolio assets will more than double in the next four years if the 19% annualized growth rate continues. As demand for specialized portfolios rises, model advisory platforms have slowly put stricter due diligence procedures in place in order for firms to gain access to their platforms.
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Webcast
October 23, 2019

ACA's Employee Compliance Solution - Demo and Q&A for Compliance ELF Clients

ACA's Jordan Schwartz will provide a live demo of ACA's new Employee Compliance solution, which updates, expands, and enhances the existing capabilities of Compliance ELF. Jordan will demonstrate the features of the new system as well as discuss the upgrade process for existing Compliance ELF clients.
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Webcast
October 22, 2019

Lessons Learned from the Liquidity Risk Management Program Rule

Tune in Tuesday, October 22, 2019 at 2 p.m. ET to hear from ACA Compliance Group’s Erik Olsen, Managing Director, and Steve Birch, Risk Director at Jackson National Asset Management as they review the Liquidity Risk Management Program Rule and share their experiences in implementing its various requirements.
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Webcast
October 17, 2019

What's New in ComplianceAlpha 2.0? Live Demo and Q&A

ComplianceAlpha 2.0 is our next-generation risk and compliance management platform designed to help firms strengthen and streamline their compliance program across the enterprise from a single location. Please join us for a live demonstration and Q&A on what's new in ComplianceAlpha® 2.0.
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Webcast
October 10, 2019

Best Practices in Compliance Forensic Testing

Please join ACA Compliance Group's Michael Abbriano and Paul Mucho on Thursday, October 10, 2019 at 11:00am ET for as they discuss best practices in forensic testing, including electronic communications reviews and trade surveillance.
On Demand
Webcast
October 9, 2019

AML and Sanctions Compliance for Asset Managers

Join us for a live webcast on October 9, 2019 at 11:00am ET when we will discuss the types of sanctions and money laundering risks assets managers face and best industry practices to mitigate those risks.
On Demand
Webcast
October 2, 2019

Performance Reporting Challenges for Hedge Funds

In the SEC’s September 2017 Risk Alert highlighting the most frequent deficiencies relating to advertising issues commonly identified by OCIE staff, the very first issue referenced was misleading performance results.  
On Demand