GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
September 22, 2020

Transaction Reporting: The Top Five Data Errors and How to Fix Them - A Focus on MiFIR

Analysis and industry benchmarking of the most common transaction reporting data errorsThe FCA continues to find serious and voluminous errors in transaction reports submitted under MiFIR article 26. Many firms lack the tools or expertise to identify those errors, and so have a growing problem which could lead to regulatory scrutiny or even enforcement action.
Register
Webcast
September 9, 2020

ACA's RegTech Solutions: What's New and Coming Soon

The COVID-19 pandemic has brought to the forefront the need for RegTech to increase efficiency, reduce costs, and provide deeper insights for effective risk-based compliance management. Join us for a live update of recent developments to ACA's RegTech platform that help our clients manage evolving risks, regulatory change, and business challenges effectively and efficiently.
On Demand
Webcast
September 3, 2020

Compliance Considerations for Credit Investors in the COVID-19 Market

The COVID-19 pandemic has caused global economic disruption that has simultaneously raised challenges and generated opportunities for those investing in the credit markets. Investment advisers with existing credit strategies have, in many cases, shifted their focus to distressed and special opportunities credit investing.
On Demand
Webcast
August 14, 2020

The State of Cybersecurity: Results from the 2020 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey

Join us when we discuss the results of this year's NSCP / ACA Aponix Cybersecurity Compliance Programs Survey, how these results compare with the results of previous surveys, and suggest steps for further action.
On Demand
Webcast
August 5, 2020

Third-Party Risk Management Programs – Collaborating for Results

It is important to conduct third-party risk management to protect your company, but the process can be lengthy and time-consuming. This webcast will explore how your company can save valuable time and resources. Join us for a half hour discussion about how leveraging a clearinghouse model can improve the due diligence process.
On Demand
Webcast
July 28, 2020

Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19

COVID-19-related market volatility and risks posed by employees working from home have financial regulators on high alert across the globe. The SEC, FCA, SFC, and FINRA in recent months have all called out their continuing focus on detecting and punishing insider trading, market abuse, and other misconduct. Panelists will discuss topics including the recent regulatory notices on market abuse, why regulators are homing in on market abuse in this environment, and practical steps firms can take to...
On Demand
Webcast
July 22, 2020

Investment Company Act for New Fund Sponsors

The governance requirements of the Investment Company Act of 1940 can be lengthy and overwhelming. ACA's Erik Olsen, Managing Director, and Chris Kemp, Senior Principal Consultant, will break down the governance requirements of registered funds and business development companies.
On Demand
Webcast
July 14, 2020

EMIR Refit: Reporting Checklist

Are you aware of how the latest requirements impact on your transaction reporting obligations? The most recent phase of the amended European Market Infrastructure Regulation (“EMIR REFIT” or simply “REFIT”) came into effect on 18 June 2020. These latest requirements are designed to simplify a derivatives regime currently seen as burdensome to some market participants, particularly those whose risk profile is unlikely to impact macro stability.
On Demand
Webcast
July 8, 2020

Sustainable Finance Disclosure Regulation: Challenges, Pitfalls and Developing a Roadmap

By March of next year, many financial services firms will need to publicly disclose the extent to which they integrate sustainability risks as factors into their investment decision/advisory processes.
On Demand