GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
July 24, 2019

RegTech Solutions for Compliance Challenges: Code of Ethics Monitoring and Personal Trade Surveillance

Recent compliance reviews carried out by ACA Compliance Group on financial markets firms identified, on average, 24 different regulatory failings or weaknesses. How confident are you that your firm is meeting its regulatory obligations and adhering to best market practice? And when it comes to compliance, is ignorance bliss? Or a potential liability! Join us at our upcoming complimentary webcast where we will share:
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Webcast
July 23, 2019

Enhance the Security of Your Office 365 Environment

Companies are increasingly moving to cloud-based services such as Microsoft Office 365. While Microsoft has invested significantly in the security of Office 365, many companies do not take full advantage of the available security settings, which can dramatically impact the security and regulatory posture of your environment.
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Webcast
July 18, 2019

Credit-Focused Adviser Series: MNPI Issues and Conflicts of Interest Relevant to Credit Strategies

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series.  
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Webcast
July 17, 2019

The GIPS Standards: Are You Ready for 2020?

The highly anticipated release of the 2020 GIPS Standards is finally here! ACA Performance Services’ Crista DesRochers and Gabe Glass will highlight the material changes to the GIPS standards, including how the final version compares to the 2020 GIPS Standards Exposure Draft.
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Webcast
July 16, 2019

The Dirty Dozen: 12 most common compliance failings for UK firms and how to avoid them

Recent compliance reviews carried out by ACA Compliance Group on financial markets firms identified, on average, 24 different regulatory failings or weaknesses. How confident are you that your firm is meeting its regulatory obligations and adhering to best market practice? And when it comes to compliance, is ignorance bliss? Or a potential liability!Join us at our upcoming complimentary webcast where we will share:
Register
Webcast
July 11, 2019

Private Markets Performance Reporting Challenges

As asset owners continue to develop and enhance their operational due diligence, it is critically important for a private fund manager’s compliance staff to have a detailed understanding of the performance calculation process. Compliance and operations professionals must have a level of comfort when reviewing firm performance presentations prior to disseminating the information to third parties to ensure the appropriate controls are in place.
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Webcast
July 9, 2019

Senior Managers & Certification Regime: Reducing Harm, Strengthening Integrity

When assessing firms readiness for the Senior Manager & Certification Regime (SM&CR), progress was evenly divided between ‘not started’ and ‘up to 1/3 through’. Only half those questioned told us there is good staff awareness of SM&CR across their teams. This is according to a short poll conducted by ACA Compliance Group.
On Demand
Webcast
June 27, 2019

The Investment Company Act of 1940 for New Sub-Advisers

Are you an investment adviser who will be providing sub-advisory services to a registered investment company? Please join ACA’s Paul Hahesy and American Beacon’s Christy Sears on Thursday, June 27 at 11 a.m. for an introduction to the world of registered funds and the complexities that a new sub-adviser will need to be aware of when managing a fund.
On Demand
Webcast
June 26, 2019

ACA Professional Skills Academy Series: Credit Fundamentals 102

ACA Professional Skills Academy invites you to join us for part two of our foundational online training series: Credit Fundamentals.
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