GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
December 19, 2019

Your RegTech Roadmap for 2020 and Beyond: The Outlook for Risk and Compliance Technology

As regulators continue to advance and deploy technology solutions to monitor investment firms and securities markets, compliance professionals should be aware of both current and future technology that can assist with surveillance and compliance risk management.
Register
Webcast
December 18, 2019

MiFIR Transaction Reporting: pitfalls that jeopardise completeness and accuracy

As we approach the second anniversary of MiFID II, the FCA is encouraging firms to “review transaction reports to ensure the information is complete and accurate” but is still seeing “common errors”. Join us for a short ‘morning coffee’ complimentary webcast.
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Webcast
December 11, 2019

The Compliance Year in Review

2019 has been filled with a number of regulatory and industry developments. On Wednesday, December 11, 2019 at 11:00 a.m. EST please join ACA Compliance Group's Erik Olsen, Managing Director and Anne Wallace, Consultant for a webcast on The Compliance Year in Review.
Register
Webcast
November 12, 2019

The 2020 GIPS Standards Live Q&A

The much-anticipated 2020 GIPS Standards were released earlier this year and with it came a number of substantive changes that firms of all sizes and types will need to address in 2020.
On Demand
Webcast
November 5, 2019

Best Practices for a Holistic Monitoring Programme

Preventing, detecting, and punishing market abuse is a high priority for regulators - whether acted in a personal or professional capacity. Ensuring you have a well-rounded and comprehensive compliance monitoring programme that covers critical areas and presents a full picture of activities is vital to mitigate risks.
On Demand
Webcast
October 31, 2019

The Scariest Cyber Breaches of 2019

Join us for the horrifying retelling of the scariest cyber incidents of 2019. Learn from these incidents and see how you can apply best practices to improve your security, educate employees, and protect your business.
On Demand
Webcast
October 30, 2019

Model Delivery Trends: The Shift Towards Third-Party Certification

According to new research, model portfolio assets will more than double in the next four years if the 19% annualized growth rate continues. As demand for specialized portfolios rises, model advisory platforms have slowly put stricter due diligence procedures in place in order for firms to gain access to their platforms.
On Demand
Webcast
October 29, 2019

The Perils and Pitfalls of Data Validation

Join us on October 29, 2019 at 2:00pm ET when we will discuss the challenges that BSA/AML and Sanctions compliance groups face when it comes to data validation and provide insights to help compliance groups successfully conduct a data validation.
On Demand
Webcast
October 23, 2019

ACA's Employee Compliance Solution - Demo and Q&A for Compliance ELF Clients

ACA's Jordan Schwartz will provide a live demo of ACA's new Employee Compliance solution, which updates, expands, and enhances the existing capabilities of Compliance ELF. Jordan will demonstrate the features of the new system as well as discuss the upgrade process for existing Compliance ELF clients.
On Demand