GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
November 19, 2020

FINRA Requires Unrealized Fund IRRs to be Presented in Accordance with the GIPS Standards

The FINRA release of Regulatory Notice 20-21 on July 1, 2020 includes clarified guidance for calculating and presenting IRR for use in retail communications by FINRA member firms. The notice allows the use of IRRs for investments or funds that have been fully realized but further requires utilizing the calculation methodologies of the GIPS® standards for investment programs/funds that include both realized and unrealized holdings.
On Demand
Webcast
November 18, 2020

Consultant's Corner: Concerns and Considerations for Energy and Infrastructure Advisers

Tune in Wednesday, November 18 at 2pm ET for a 30-minute webcast with ACA Compliance Group’s Jami Jack, Director and Ken Harman, Senior Principal Consultant as we discuss compliance challenges, concerns, and considerations for Energy and Infrastructure compliance programs facing evolving business risks in the current regulatory environment.
On Demand
Webcast
November 17, 2020

FINRA Requires Unrealized Fund IRRs to be Presented in Accordance with the GIPS Standards

The FINRA release of Regulatory Notice 20-21 on July 1, 2020 includes clarified guidance for calculating and presenting IRR for use in retail communications by FINRA member firms. The notice allows the use of IRRs for investments or funds that have been fully realized but further requires utilizing the calculation methodologies of the GIPS® standards for investment programs/funds that include both realized and unrealized holdings.
On Demand
Webcast
November 10, 2020

The Value of GIPS Compliance: 2020 OCIO Survey Results

ACA Compliance Group and Curcio Webb recently conducted an industry survey focusing on the value of GIPS® compliance in the OCIO space. Please join us November 10 as we discuss the results of the survey and decipher the implications and challenges for OCIOs. In this panel discussion, we will address how to best navigate the next steps in marketing performance and distinguishing yourselves in the OCIO marketplace.
On Demand
Webcast
October 27, 2020

Consultant's Corner: Concerns and Considerations for Real Estate Advisers

Tune in Tuesday, October 27 at 11 am ET for a 30-minute Consultant's Corner webcast with ACA Compliance Group’s Erika Chua, Director and Ken Harman, Senior Principal Consultant as we discuss compliance challenges, concerns, and considerations for real estate compliance programs facing evolving business risks in the current regulatory environment.
On Demand
Webcast
September 22, 2020

Transaction Reporting: The Top Five Data Errors and How to Fix Them - A Focus on MiFIR

Analysis and industry benchmarking of the most common transaction reporting data errorsThe FCA continues to find serious and voluminous errors in transaction reports submitted under MiFIR article 26. Many firms lack the tools or expertise to identify those errors, and so have a growing problem which could lead to regulatory scrutiny or even enforcement action.
On Demand
Webcast
September 9, 2020

ACA's RegTech Solutions: What's New and Coming Soon

The COVID-19 pandemic has brought to the forefront the need for RegTech to increase efficiency, reduce costs, and provide deeper insights for effective risk-based compliance management. Join us for a live update of recent developments to ACA's RegTech platform that help our clients manage evolving risks, regulatory change, and business challenges effectively and efficiently.
On Demand
Webcast
September 3, 2020

Compliance Considerations for Credit Investors in the COVID-19 Market

The COVID-19 pandemic has caused global economic disruption that has simultaneously raised challenges and generated opportunities for those investing in the credit markets. Investment advisers with existing credit strategies have, in many cases, shifted their focus to distressed and special opportunities credit investing.
On Demand
Webcast
August 14, 2020

The State of Cybersecurity: Results from the 2020 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey

Join us when we discuss the results of this year's NSCP / ACA Aponix Cybersecurity Compliance Programs Survey, how these results compare with the results of previous surveys, and suggest steps for further action.
On Demand