GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
October 10, 2019

Best Practices in Compliance Forensic Testing

Please join ACA Compliance Group's Michael Abbriano and Paul Mucho on Thursday, October 10, 2019 at 11:00am ET for as they discuss best practices in forensic testing, including electronic communications reviews and trade surveillance.
On Demand
Webcast
October 9, 2019

AML and Sanctions Compliance for Asset Managers

Join us for a live webcast on October 9, 2019 at 11:00am ET when we will discuss the types of sanctions and money laundering risks assets managers face and best industry practices to mitigate those risks.
On Demand
Webcast
October 2, 2019

Performance Reporting Challenges for Hedge Funds

In the SEC’s September 2017 Risk Alert highlighting the most frequent deficiencies relating to advertising issues commonly identified by OCIE staff, the very first issue referenced was misleading performance results.  
On Demand
Webcast
October 1, 2019

California Consumer Privacy Act: Preparing for January 1, 2020

Amendments to the California Consumer Privacy Act (CCPA) are officially moving forward following the end of the CA legislative session on Friday, September 13, 2019. The governor must now sign the bill by October 13th for these changes to become law on January 1, 2020. What will the final bill look like?
On Demand
Webcast
September 26, 2019

Highlights from the 23rd Annual GIPS Standards Conference

The 23rd Annual GIPS Standards Conference, sponsored by CFA Institute, will be held in Scottsdale on September 11-12, 2019. Join ACA Performance Services' Chase Frei and Elena Mckee-Dabbs on September 26, 2019 as we discuss highlights from the conference including an update on the 2020 GIPS Standards and other performance and regulatory topics.
On Demand
Webcast
September 25, 2019

Credit-Focused Adviser Series: Best Execution, Allocation and Custody Issues for Credit Strategies

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series.
Purchase
Webcast
September 24, 2019

Modernizing Internal Audit Approaches for Financial Institutions

Join us Tuesday, September 24 at 2:00pm ET for a live webcast about the challenges faced by Internal Audit departments in Financial Institutions. We will share practical ideas to meet these challenges and review the recent guidance issued by the Institute of Internal Auditors (IIA) about their 3LoD model.
On Demand
Webcast
September 17, 2019

Coffee Break with ACA Aponix: Cybersecurity Regulatory Update

On Tuesday, September 17th at 11:00 AM EDT, we invite you to take a coffee break and join ACA Aponix's Askari Foy, Managing Director, and Marc Lotti, Partner, for a live webcast discussion of key risks, trends, and regulatory expectations for investment advisers. Attendees will gain a deeper insight into how to enrich their cybersecurity programs and prepare for cybersecurity examinations.
On Demand
Webcast
September 5, 2019

Why Mutual Fund Distributors Have Unique Compliance Requirements

Please join ACA Compliance Group's Thomas Riley and Thomas Grygiel on Thursday, September 5 at 11 am ET for a webcast to discuss the oversight of mutual fund distribution activities when dealing with current regulatory requirements. Our industry-knowledgeable consultants from ACA will discuss topics relevant to regulatory requirements unique to mutual fund distributors.
On Demand