GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
September 25, 2019

Credit-Focused Adviser Series: Best Execution, Allocation and Custody Issues for Credit Strategies

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series.
Purchase
Webcast
September 24, 2019

Modernizing Internal Audit Approaches for Financial Institutions

Join us Tuesday, September 24 at 2:00pm ET for a live webcast about the challenges faced by Internal Audit departments in Financial Institutions. We will share practical ideas to meet these challenges and review the recent guidance issued by the Institute of Internal Auditors (IIA) about their 3LoD model.
On Demand
Webcast
September 17, 2019

Coffee Break with ACA Aponix: Cybersecurity Regulatory Update

On Tuesday, September 17th at 11:00 AM EDT, we invite you to take a coffee break and join ACA Aponix's Askari Foy, Managing Director, and Marc Lotti, Partner, for a live webcast discussion of key risks, trends, and regulatory expectations for investment advisers. Attendees will gain a deeper insight into how to enrich their cybersecurity programs and prepare for cybersecurity examinations.
On Demand
Webcast
September 5, 2019

Why Mutual Fund Distributors Have Unique Compliance Requirements

Please join ACA Compliance Group's Thomas Riley and Thomas Grygiel on Thursday, September 5 at 11 am ET for a webcast to discuss the oversight of mutual fund distribution activities when dealing with current regulatory requirements. Our industry-knowledgeable consultants from ACA will discuss topics relevant to regulatory requirements unique to mutual fund distributors.
On Demand
Webcast
August 28, 2019

Regulation Best Interest

Join us August 28 at 3:00 PM ET when we will break down the requirements of this regulation and what it means for broker dealers.
On Demand
Webcast
August 14, 2019

Credit-Focused Adviser Series: Valuation and Performance Issues for Credit Strategies

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series.  
Purchase
Webcast
August 5, 2019

SEC Rule 15a-6

Considering SEC Rule 15a-6 as an option instead of registering as a broker-dealer with the SEC?  Or are you in an arrangement and are interested in learning about best practices?  Rule 15a-6 can be a very complex rule to understand.
On Demand
Webcast
July 24, 2019

RegTech Solutions for Compliance Challenges: Code of Ethics Monitoring and Personal Trade Surveillance

Code of Ethics monitoring and surveillance remains one of the most actively managed areas of companies’ compliance programs. It is also one of the most significant areas of RegTech adoption. In this webcast, industry professionals as well as ACA experts will explore the best practices and lessons learned in code of ethics monitoring and personal trade surveillance as well as looking at the future of RegTech in this area.
On Demand
Webcast
July 23, 2019

Enhance the Security of Your Office 365 Environment

Companies are increasingly moving to cloud-based services such as Microsoft Office 365. While Microsoft has invested significantly in the security of Office 365, many companies do not take full advantage of the available security settings, which can dramatically impact the security and regulatory posture of your environment.
On Demand