ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.
For more information, contact us at webcastinfo@acacompliancegroup.com.
WebcastAugust 28, 2019Regulation Best Interest
Join us August 28 at 3:00 PM ET when we will break down the requirements of this regulation and what it means for broker dealers. On Demand
WebcastAugust 14, 2019Credit-Focused Adviser Series: Valuation and Performance Issues for Credit Strategies
ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series. Purchase
WebcastAugust 5, 2019SEC Rule 15a-6
Considering SEC Rule 15a-6 as an option instead of registering as a broker-dealer with the SEC? Or are you in an arrangement and are interested in learning about best practices? Rule 15a-6 can be a very complex rule to understand. On Demand
WebcastJuly 24, 2019RegTech Solutions for Compliance Challenges: Code of Ethics Monitoring and Personal Trade Surveillance
Code of Ethics monitoring and surveillance remains one of the most actively managed areas of companies’ compliance programs. It is also one of the most significant areas of RegTech adoption. In this webcast, industry professionals as well as ACA experts will explore the best practices and lessons learned in code of ethics monitoring and personal trade surveillance as well as looking at the future of RegTech in this area. On Demand
WebcastJuly 23, 2019Enhance the Security of Your Office 365 Environment
Companies are increasingly moving to cloud-based services such as Microsoft Office 365. While Microsoft has invested significantly in the security of Office 365, many companies do not take full advantage of the available security settings, which can dramatically impact the security and regulatory posture of your environment. On Demand
WebcastJuly 18, 2019Credit-Focused Adviser Series: MNPI Issues and Conflicts of Interest Relevant to Credit Strategies
ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series. Purchase
WebcastJuly 17, 2019The GIPS Standards: Are You Ready for 2020?
The highly anticipated release of the 2020 GIPS Standards is finally here! ACA Performance Services’ Crista DesRochers and Gabe Glass will highlight the material changes to the GIPS standards, including how the final version compares to the 2020 GIPS Standards Exposure Draft. On Demand
WebcastJuly 16, 2019The Dirty Dozen: 12 most common compliance failings for UK firms and how to avoid them
Recent compliance reviews carried out by ACA Compliance Group on financial markets firms identified, on average, 24 different regulatory failings or weaknesses. How confident are you that your firm is meeting its regulatory obligations and adhering to best market practice? And when it comes to compliance, is ignorance bliss? Or a potential liability!Join us at our upcoming complimentary webcast where we will share: On Demand
WebcastJuly 11, 2019Private Markets Performance Reporting Challenges
As asset owners continue to develop and enhance their operational due diligence, it is critically important for a private fund manager’s compliance staff to have a detailed understanding of the performance calculation process. Compliance and operations professionals must have a level of comfort when reviewing firm performance presentations prior to disseminating the information to third parties to ensure the appropriate controls are in place. On Demand
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