ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.
For more information, contact us at webcastinfo@acacompliancegroup.com.
WebcastMarch 26, 2020The 2020 GIPS Standards: Key Takeaways from the Explanation of the Provisions for Firms - Sections 1 and 3
Since the release of the 2020 GIPS standards, the investment community has been anxiously awaiting the arrival of what was formerly known as the GIPS Handbook. On Demand
WebcastMarch 18, 2020Best Practices and Strategies for Managing Business Risks Due to COVID-19 Pandemic
The rapid spread of coronavirus (COVID-19) has already had a broad range of impacts, and the situation appears likely to grow more challenging in the weeks ahead. On Wednesday, March 18 at 11 a.m. ET / 3 p.m. GMT we invite you to join ACA’s Carlo di Florio, Chief Global Services Officer, Mike Pappacena, Partner, ACA Aponix and Laurin Blumenthal Kleiman, Partner, Sidley Austin LLP for an interactive discussion about the challenges firms are... On Demand
WebcastMarch 10, 2020FINRA Hot Topics 2020
On January 8, 2020, FINRA released its Risk Monitoring and Examination Priorities Letter for 2020. The letter’s format has changed to concentrate on new risk areas. Broker-dealer compliance personnel should consider both the new risk areas as well as the repeated focus areas in their compliance enhancements for 2020. On Demand
WebcastMarch 4, 2020Coronavirus Preparedness: Re-visit Your Business Continuity Plans
Join us on Wednesday, March 4, 2020 at 11 a.m. ET / 4 p.m. GMT for a 30-minute Q&A discussion about the common concerns firms may face in an effort to curb the coronavirus. On Demand
WebcastFebruary 27, 2020Form CRS: What Firms Need to Know
Is your firm prepared for the fast approaching Form CRS (Client Relationship Summary) deadline? This webcast will highlight the new delivery obligations and content requirements advisers should prepare when completing their Form CRS in advance of the June 30, 2020 compliance date. On Demand
WebcastFebruary 25, 2020Preparing for Regulation Best Interest Compliance
Broker-dealers need to comply with Regulation Best Interest (Reg BI) by June 30, 2020. Will your firm be ready? Join us February 25, 2020 at 2pm ET when we will discuss how to comply with Reg BI and share experiences implementing the regulation's requirements. On Demand
WebcastFebruary 20, 2020Performance Challenges and Solutions for OCIOs
The OCIO market has experienced significant growth over the last ten years. Assets under management represent nearly $2 trillion and are expected to reach almost $3 trillion over the next several years.* However, how much of that growth has been driven by the firm’s current clients switching from advisory to OCIO services? On Demand
WebcastJanuary 28, 2020Practical Guidance: The 2020 GIPS Standards for Asset Owners
The popularity and worldwide adoption of the Global Investment Performance Standards (GIPS®) by investment management firms is largely due to demand by asset owners. In the interest of risk management, asset owners increasingly require external investment managers to comply with the GIPS standards. On Demand
WebcastJanuary 22, 2020SEC Examination Priorities and Focus Areas for 2020
Please join us Wednesday, January 22 at 11am ET for a live webcast discussion about the SEC’s 2020 examination priorities and what they may mean for you. On Demand
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