GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
August 28, 2019

Regulation Best Interest

Join us August 28 at 3:00 PM ET when we will break down the requirements of this regulation and what it means for broker dealers.
On Demand
Webcast
August 14, 2019

Credit-Focused Adviser Series: Valuation and Performance Issues for Credit Strategies

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series.  
Purchase
Webcast
August 5, 2019

SEC Rule 15a-6

Considering SEC Rule 15a-6 as an option instead of registering as a broker-dealer with the SEC?  Or are you in an arrangement and are interested in learning about best practices?  Rule 15a-6 can be a very complex rule to understand.
On Demand
Webcast
July 24, 2019

RegTech Solutions for Compliance Challenges: Code of Ethics Monitoring and Personal Trade Surveillance

Code of Ethics monitoring and surveillance remains one of the most actively managed areas of companies’ compliance programs. It is also one of the most significant areas of RegTech adoption. In this webcast, industry professionals as well as ACA experts will explore the best practices and lessons learned in code of ethics monitoring and personal trade surveillance as well as looking at the future of RegTech in this area.
On Demand
Webcast
July 23, 2019

Enhance the Security of Your Office 365 Environment

Companies are increasingly moving to cloud-based services such as Microsoft Office 365. While Microsoft has invested significantly in the security of Office 365, many companies do not take full advantage of the available security settings, which can dramatically impact the security and regulatory posture of your environment.
On Demand
Webcast
July 18, 2019

Credit-Focused Adviser Series: MNPI Issues and Conflicts of Interest Relevant to Credit Strategies

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series.  
Purchase
Webcast
July 17, 2019

The GIPS Standards: Are You Ready for 2020?

The highly anticipated release of the 2020 GIPS Standards is finally here! ACA Performance Services’ Crista DesRochers and Gabe Glass will highlight the material changes to the GIPS standards, including how the final version compares to the 2020 GIPS Standards Exposure Draft.
On Demand
Webcast
July 16, 2019

The Dirty Dozen: 12 most common compliance failings for UK firms and how to avoid them

Recent compliance reviews carried out by ACA Compliance Group on financial markets firms identified, on average, 24 different regulatory failings or weaknesses. How confident are you that your firm is meeting its regulatory obligations and adhering to best market practice? And when it comes to compliance, is ignorance bliss? Or a potential liability!Join us at our upcoming complimentary webcast where we will share:
On Demand
Webcast
July 11, 2019

Private Markets Performance Reporting Challenges

As asset owners continue to develop and enhance their operational due diligence, it is critically important for a private fund manager’s compliance staff to have a detailed understanding of the performance calculation process. Compliance and operations professionals must have a level of comfort when reviewing firm performance presentations prior to disseminating the information to third parties to ensure the appropriate controls are in place.
On Demand