GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
May 13, 2020

Form ADV: Regulation BI and Form CRS

Regulation BI and Form CRS implement changes to the Form ADV for investment advisers to retail clients. The compliance date to adopt these changes is June 30, 2020. Join panelists as they discuss what exactly the changes are that are required by Regulation BI and Form CRS and how to comply by the end of June.
On Demand
Webcast
May 8, 2020

Performance Considerations - Mergers & Acquisitions and Changes to the Firm Definition

This session will discuss the challenges of both mergers and acquisitions and firm re-definitions including how and when to define the new firm, merging policy manuals and different methodologies, identifying surviving composites, and the standardization of branding, marketing materials, and distribution of performance. Panelists will share their experiences and how they’ve overcome some of these challenges.
On Demand
Webcast
May 6, 2020

Supervision and Disclosure of Conflicts of Interest

The SEC is very focused on investment advisers conflicts of interest and what firms are doing to mitigate those conflicts. Panelists will discuss the deficiency areas in the risk alert and what investment advisers can do to properly identify and mitigate their conflicts of interest.
On Demand
Webcast
May 6, 2020

Fundamentals of Crisis Management

As part of the compliance role, you may be involved when there is a crisis at your firm. It could be that the firm has a compliance problem or that a client or investor has a significant issue and compliance gets looped in. This session will discuss some basic ground rules to crisis management that you can take back to your firms.
On Demand
Webcast
May 6, 2020

ACA's Spring Conference Webcast Series

In response to the impact the coronavirus (COVID-19) pandemic is having on our clients and the financial services industry, ACA has launched our Spring 2020 Compliance and Performance Conference in a virtual format. Our Spring Conference Webcast Series is free to attend and will deliver all the insights of our in-person conference from the safety and comfort of your own home.
On Demand
Webcast
May 5, 2020

Payment Fraud in Private Markets Threats and Best Practices

Payment fraud threats have become a major concern for private markets firms, with more than 80% of financial professionals reporting incidents of attempted fraud. Global trends reflect a continued and sustained growth over the past 3 years. The tactics used by fraudsters continually evolve becoming more sophisticated and attempted attacks are becoming harder to identify resulting in increased risk of substantial financial loss.
On Demand
Webcast
April 30, 2020

Adjusting and Positioning Your Compliance Program for Success in the Age of COVID-19

Join us Thursday, April 30 at 11am ET as Carlo di Florio, Global Chief Services Officer, Jack Rader, Partner, and Leigh Emery, Senior Principal Consultant discuss what it means to operate the compliance function in the age of COVID-19 and beyond.
On Demand
Webcast
April 27, 2020

What is the "Next Normal" for Compliance? A Look at How Your Peers are Planning

Curious how you will measure up to your peers as we approach the "Next Normal" coming out of the COVID-19 social distancing restrictions? ACA has been actively talking to clients about what the "Next Normal for Compliance" will look like for compliance teams.
On Demand
Webcast
April 24, 2020

ACA Consultant's Corner: COVID-19 Concerns for Real Estate Advisers

Join us Friday, April 24 at 1 pm ET for a 30-minute virtual fireside chat webcast with ACA Compliance Group’s Colleen Marencik, Director and Ken Harman, Senior Principal Consultant as they discuss compliance challenges, concerns, and considerations for Real Estate compliance programs as they face the evolving business risks resulting from the COVID-19 pandemic.
On Demand