GRC webcasts

Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

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May 26, 2016

HFM Webinar: EU Market Abuse Regulation

Join HFM and ACA Compliance for a discussion detailing the fast approaching MAR reforms. ACA Compliance will outline the practical steps that firms are and should be taking ahead of the go-live date of 3rd July 2016. Specific areas for discussion will include:
May 19, 2016

Solutions to Top Risks Areas for GIPS Compliance

GIPS® compliant firms often struggle with identifying and addressing the top risk areas that could cause their firm to be noncompliant with the GIPS standards.
On Demand
May 10, 2016

Electronic Communications - Lessons from the Trenches

Please join us on May 10, 2016, at 11:00 a.m. EDT, asPrincipal Consultant John Jacobs and Senior Data Analyst Sean McKeveny, both with ACA Compliance Group, present a webcast on "Electronic Communications - Lessons From The Trenches."
April 21, 2016

Service Provider Oversight and Risk Management

Please join us on April 21, 2016, at 11:00 a.m. ET, as ACA Compliance Group speakers Adriana Hefel, Principal Consultant and Michael Pappacena, Senior Principal Consultant, along with Yusuf Hussain, Vice President, Information Security, Goldman Sachs, present a webcast on "Service Provider Oversight and Risk Management." Our speakers will discuss and take questions relating to:
April 14, 2016

Discussion of the 2016 Alternative Fund Manager Compliance Survey Results 

ACA recently closed its sixth survey in a series that focuses on the specific and complex issues facing private equity, real estate, and hedge fund compliance professionals. We are pleased to report that we received nearly 280 responses! The information we collected will be reviewed during our "Discussion of Results: 2016 Alternative Fund Manager Compliance Survey Results” webcast. Please join us for this event on Thursday, April 14, 2016, from 11:00 a.m. to 12:15 p.m. ET.
March 23, 2016

Compliance Oversight of Investment Performance: Tools for Mitigating Regulatory Risk

The SEC’s focus on investment performance continues to make headlines. In recent months, we have seen cases related to the reliance on subadvisers’ performance without proper due diligence, the mixture of hypothetical and actual returns when presenting historical performance, and the improper calculations of net of fees returns, among other things. Andrew M.
On Demand
March 22, 2016

Independent Broker-Dealer Webcast

March 17, 2016

The Role and Liability of A CF10/CCO

In conjunction with the ACA Compliance Group, HFM would like to invite you to a webinar where we will be discussing "The Role and Liability of a CF10/ CCO" Led by Sally McCarthy (who will focus on the FCA) and Lynne Carreiro (who will focus on the SEC), the webinar will provide a stimulating discussion around key topics including: