GRC webcasts
#00669a

Governance, Risk, and Compliance (GRC) Webcasts

Contact Us

ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
September 10, 2015

Marketing Disclosure 101

The inclusion of adequate disclosures in marketing materials is essential for ensuring compliance with the SEC’s advertising and anti-fraud regulations. In this webcast, we will be going back to the basics to help compliance and marketing professionals understand regulatory expectations when it comes to disclosures in investment adviser advertisements.
Purchase
Webcast
September 10, 2015

Marketing Disclosures 101

Speaker: Vicki Hulick Senior Principal Consultant ACA Compliance Group Mark Lawler Principal Consultant ACA Compliance Group Click here to register.
Webcast
September 9, 2015

Minimizing Regulatory Risk: Performance Reporting Considerations for Private Equity Managers

Private equity and real estate investment performance, including the impact of an adviser’s fees, continues to draw attention from regulators. In a speech last fall, SEC Commissioner Kara Stein noted “The only thing that may be more important to investors than fees is performance information, which in private equity is generally presented as an internal rate of return (IRR).
Register
Webcast
September 9, 2015

Minimizing Regulatory Risk: Performance Reporting Considerations for Private Equity Managers

Private equity and real estate investment performance, including the impact of an adviser’s fees, continues to draw attention from regulators. In a speech last fall, SEC Commissioner Kara Stein noted “The only thing that may be more important to investors than fees is performance information, which in private equity is generally presented as an internal rate of return (IRR).
Webcast, Sponsor
August 26, 2015

2015 Hot Topics, SEC Examination Priorities, and Regulatory Developments

ACA Summer School is a prelude to ACAcademy, our full scope SEC compliance training program being offered in London this autumn. Summer School is a series of four complimentary webcasts targeted toward compliance professionals in the UK with an interest in learning more about the US regulatory regime for investment managers and advisors.
Webcast
August 25, 2015

Investment Adviser Merger and Acquisitions

Please join us on Tuesday, August 25, 2015 from 11 a.m. to 12:15 p.m. EDT for a webcast on Investment Adviser Mergers and Acquisitions. The fee to attend Investment Advisers Mergers and Acquisitions is $225. Please click this link to register for the event or for any of ACA's upcoming webcasts.  
Webcast
August 13, 2015

2015 Alternative Fund Manager Compliance Survey Results Webcast

ACA recently closed its fifth survey in a series that focuses on the novel and complex issues facing private equity, real estate, and hedge fund compliance professionals. We are pleased to report receiving nearly 270 responses! The information we collected will be reviewed during our "Discussion of Results: 2015 Compliance Survey for Alternative Fund Managers" webcast. Please join us for this event on Thursday, August 13, from 11 a.m. to 12:15 p.m. EDT.
Webcast, Sponsor
August 12, 2015

The SEC and the FCA - Managing a Dual Regulatory Compliance Program

ACA Summer School is a prelude to ACAcademy, our full scope SEC compliance training program being offered in London this autumn. Summer School is a series of four complimentary webcasts targeted toward compliance professionals in the UK with an interest in learning more about the US regulatory regime for investment managers and advisors.
Webcast
August 11, 2015

Broker-Dealer Best Practices Survey

Please join ACA Managing Director Francois Cooke, Global Relay Vice President Donald McElligott, and Ulmer & Berne Partner Alan Wolper (with a special introduction by NSCP Executive Director Lisa Crossley) as they present the results of the Fourth Annual Broker-Dealer Best Practices Survey.