GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
July 9, 2019

Senior Managers & Certification Regime: Reducing Harm, Strengthening Integrity

When assessing firms readiness for the Senior Manager & Certification Regime (SM&CR), progress was evenly divided between ‘not started’ and ‘up to 1/3 through’. Only half those questioned told us there is good staff awareness of SM&CR across their teams. This is according to a short poll conducted by ACA Compliance Group.
On Demand
Webcast
June 27, 2019

The Investment Company Act of 1940 for New Sub-Advisers

Are you an investment adviser who will be providing sub-advisory services to a registered investment company? Please join ACA’s Paul Hahesy and American Beacon’s Christy Sears on Thursday, June 27 at 11 a.m. for an introduction to the world of registered funds and the complexities that a new sub-adviser will need to be aware of when managing a fund.
On Demand
Webcast
June 26, 2019

ACA Professional Skills Academy Series: Credit Fundamentals 102

ACA Professional Skills Academy invites you to join us for part two of our foundational online training series: Credit Fundamentals.
Purchase
Webcast
June 26, 2019

SEC vs. FCA: How to Mind the Gap

Outside of the U.S., the UK is home to the largest number of SEC Registered Investment Advisers globally. This, combined with FCA authorisation, requires the creation and implementation of a joint compliance program. Managing a compliance program which covers two different regulatory regimes poses its own set of unique difficulties and complications.
On Demand
Webcast
June 19, 2019

ACA Professional Skills Academy Series: Credit Fundamentals 101

ACA Professional Skills Academy invites you to join us for part one of our foundational online training series: Credit Fundamentals.
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Webcast
June 12, 2019

Sponsor-led Secondary Market Solutions

There has been an increase in sponsor-led secondary market transactions in private equity in recent years. If your fund has considered performing these activities, we invite you to join ACA's Jami Jack and Greenhill's Brian Mooney on Wednesday, June 12th at 11 a.m. for a webcast discussion about sponsor-led secondary market solutions and potential compliance considerations.
On Demand
Webcast
June 6, 2019

Qualified Opportunity Zone Funds

Real estate investment managers are creating Qualified Opportunity Zone Funds to take advantage of the recent tax law changes.
On Demand
Webcast
June 5, 2019

2019 Alternative Fund Manager Compliance Survey - Discussion of Results for Illiquid Fund Advisers

Watch our recent webcast summarizing the results from our 2019 Alternative Fund Manager Survey which focused on the novel and complex issues facing of iliquid fund (e.g., private equity, real estate, venture, infrastructure) managers and compliance professionals. 
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Webcast
June 4, 2019

2019 Alternative Fund Manager Compliance Survey - Discussion of Results for Hedge Fund Advisers

Watch our recent webcast summarizing the results from our 2019 Alternative Fund Manager Survey which focused on the novel and complex issues facing of hedge fund managers and compliance professionals. 
Purchase