ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.
For more information, contact us at webcastinfo@acacompliancegroup.com.
WebcastJuly 18, 2019Credit-Focused Adviser Series: MNPI Issues and Conflicts of Interest Relevant to Credit Strategies
ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series. Purchase
WebcastJuly 17, 2019The GIPS Standards: Are You Ready for 2020?
The highly anticipated release of the 2020 GIPS Standards is finally here! ACA Performance Services’ Crista DesRochers and Gabe Glass will highlight the material changes to the GIPS standards, including how the final version compares to the 2020 GIPS Standards Exposure Draft. On Demand
WebcastJuly 16, 2019The Dirty Dozen: 12 most common compliance failings for UK firms and how to avoid them
Recent compliance reviews carried out by ACA Compliance Group on financial markets firms identified, on average, 24 different regulatory failings or weaknesses. How confident are you that your firm is meeting its regulatory obligations and adhering to best market practice? And when it comes to compliance, is ignorance bliss? Or a potential liability!Join us at our upcoming complimentary webcast where we will share: On Demand
WebcastJuly 11, 2019Private Markets Performance Reporting Challenges
As asset owners continue to develop and enhance their operational due diligence, it is critically important for a private fund manager’s compliance staff to have a detailed understanding of the performance calculation process. Compliance and operations professionals must have a level of comfort when reviewing firm performance presentations prior to disseminating the information to third parties to ensure the appropriate controls are in place. On Demand
WebcastJuly 9, 2019Senior Managers & Certification Regime: Reducing Harm, Strengthening Integrity
When assessing firms readiness for the Senior Manager & Certification Regime (SM&CR), progress was evenly divided between ‘not started’ and ‘up to 1/3 through’. Only half those questioned told us there is good staff awareness of SM&CR across their teams. This is according to a short poll conducted by ACA Compliance Group. On Demand
WebcastJune 27, 2019The Investment Company Act of 1940 for New Sub-Advisers
Are you an investment adviser who will be providing sub-advisory services to a registered investment company? Please join ACA’s Paul Hahesy and American Beacon’s Christy Sears on Thursday, June 27 at 11 a.m. for an introduction to the world of registered funds and the complexities that a new sub-adviser will need to be aware of when managing a fund. On Demand
WebcastJune 26, 2019ACA Professional Skills Academy Series: Credit Fundamentals 102
ACA Professional Skills Academy invites you to join us for part two of our foundational online training series: Credit Fundamentals. Purchase
WebcastJune 26, 2019SEC vs. FCA: How to Mind the Gap
Outside of the U.S., the UK is home to the largest number of SEC Registered Investment Advisers globally. This, combined with FCA authorisation, requires the creation and implementation of a joint compliance program. Managing a compliance program which covers two different regulatory regimes poses its own set of unique difficulties and complications. On Demand
WebcastJune 19, 2019ACA Professional Skills Academy Series: Credit Fundamentals 101
ACA Professional Skills Academy invites you to join us for part one of our foundational online training series: Credit Fundamentals. Purchase
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