ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.
For more information, contact us at webcastinfo@acacompliancegroup.com.
WebcastMarch 13, 2019Lessons Learned from Recent Marketing and Advertising Deficiencies
Please join ACA Compliance Group's Kimberly Daly and Carrie Morehead, and Stacey Song, Partner at Fried, Frank, Harris, Shriver & Jacobson LLP on Wednesday, March 13th at 11 a.m. ET for a complimentary webcast, Lessons Learned from Recent Marketing and Advertising Deficiencies. On Demand
WebcastMarch 12, 2019Real Estate Update
Please join ACA Compliance Group's Colleen Marencik, Paul Schappell, and Phil Fijal on Tuesday, March 12th at 2 p.m. ET for a complimentary webcast focused on key regulatory trends and developments that real estate investment managers should consider in 2019. On Demand
WebcastFebruary 12, 2019Regulatory Focus on Performance for Banks
Regulators continue to focus on investment performance, whether it is from an advertising or reporting perspective, to ensure the completeness and accuracy of the data underlying the investment returns. In particular, banking organizations are seeing an increased emphasis on strengthening controls, risk management, and governance around performance calculation and reporting to meet applicable laws, regulations, and supervisory expectations. On Demand
WebcastFebruary 5, 2019Private Equity Performance Reporting Hot Topics and the 2020 GIPS Standards
The lack of standardization in presenting performance across the private equity industry has often been viewed as simply part of investing in the asset class. As capital flows move rapidly into private equity vehicles, regulators will continue to take a harder look at a firm’s institutional controls around performance calculation and reporting. On Demand
WebcastJanuary 31, 2019Discussion of Results: 2018 NSCP / ACA Aponix Cyber Survey
ACA Aponix recently partnered with the National Society of Compliance Professionals (NSCP) to host our second annual survey which provides financial services firms with an opportunity to gain insight into cybersecurity compliance programs across the industry. We are pleased to report that we received over 210 responses! Join Raj Bakhru, Partner at ACA Aponix for a live discussion on issues and trends raised in the survey. On Demand
WebcastJanuary 30, 2019SEC Examination Priorities and Focus Areas for 2019
The U.S. Securities Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) announced its 2019 examination priorities on December 20, 2018. On Demand
WebcastJanuary 28, 2019Paving Your Path to Europe
Join us on Monday, January 28 at 2pm EST for a complimentary webcast where we will outline an uncomplicated and effective route to achieving your international expansion goals. On Demand
WebcastJanuary 22, 2019Senior Managers & Certification Regime: What you need to know
The extension of the FCA’s Senior Managers and Certification Regime (SM&CR) to all solo-regulated firms comes into force on 9 December 2019. With less than a year until enforcement, the SM&CR is the next big regulatory challenge for financial firms in the UK firms, now is the time to start developing a clear implementation plan. On Demand
WebcastJanuary 22, 2019Hedge Fund Strategy Series, Part 2: Novel Compliance Issues Faced by Equity Managers
Join us on Tuesday, January 22, 2019 at 11 a.m. ET for our webcast, Novel Compliance Issues Faced by Equity Managers. On Demand
Sign up today for ACA news, alerts, and events.
