GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
April 23, 2020

2020 Performance Trends for Alternative Structures

Join ACA and PEF Services for a live discussion on emerging performance trends and the effects of the 2020 GIPS standards on alternative managers. 
On Demand
Webcast
April 22, 2020

Core Compliance Disciplines in a Remote Working World

In the current environment created by the COVID-19 pandemic, remote working (usually from home) has become the new norm. Firms and their staff must adapt to fresh challenges but not overlook core business disciplines. This free training webcast is designed to help ensure that financial services staff, regardless of their role, do not forget their core compliance responsibilities during this period.
On Demand
Webcast
April 17, 2020

Working from Home: Emerging Threats & Mitigation Strategies

Most firms have been forced to move to a work from home environment amidst the coronavirus (COVID-19) pandemic. However, the telecommuting environment adds specific information security elements that need to be addressed.
On Demand
Webcast
April 15, 2020

Protect Your Firm Against Insider Trading and Other Misconduct Related to COVID-19

In the current environment created by the COVID-19 pandemic, where employees are working from home and trading volumes are increased due to market volatility, firms need to remain vigilant and proactive in their approach to trade monitoring and surveillance in order to protect their firm from increased risk.
On Demand
Webcast
April 3, 2020

ACA Consultant's Corner: COVID-19 Concerns and Pandemic Response Planning for Hedge Funds

Join us Friday, April 3 at 10am ET for a 30-min virtual fireside chat with ACA Compliance Group’s Chris Ray, Director and Leigh Emery, Senior Principal Consultant as they discuss compliance challenges, concerns, and considerations for hedge fund compliance programs as they face the evolving business risks resulting from the COVID-19 pandemic.
On Demand
Webcast
March 26, 2020

The 2020 GIPS Standards: Key Takeaways from the Explanation of the Provisions for Firms - Sections 1 and 3

Since the release of the 2020 GIPS standards, the investment community has been anxiously awaiting the arrival of what was formerly known as the GIPS Handbook.
On Demand
Webcast
March 18, 2020

Best Practices and Strategies for Managing Business Risks Due to COVID-19 Pandemic

The rapid spread of coronavirus (COVID-19) has already had a broad range of impacts, and the situation appears likely to grow more challenging in the weeks ahead. On Wednesday, March 18 at 11 a.m. ET / 3 p.m. GMT we invite you to join ACA’s Carlo di Florio, Chief Global Services Officer, Mike Pappacena, Partner, ACA Aponix and Laurin Blumenthal Kleiman, Partner, Sidley Austin LLP for an interactive discussion about the challenges firms are...
On Demand
Webcast
March 10, 2020

FINRA Hot Topics 2020

On January 8, 2020, FINRA released its Risk Monitoring and Examination Priorities Letter for 2020. The letter’s format has changed to concentrate on new risk areas. Broker-dealer compliance personnel should consider both the new risk areas as well as the repeated focus areas in their compliance enhancements for 2020.
On Demand
Webcast
March 4, 2020

Coronavirus Preparedness: Re-visit Your Business Continuity Plans

Join us on Wednesday, March 4, 2020 at 11 a.m. ET  / 4 p.m. GMT for a 30-minute Q&A discussion about the common concerns firms may face in an effort to curb the coronavirus.
On Demand