GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
February 27, 2020

Form CRS: What Firms Need to Know

Is your firm prepared for the fast approaching Form CRS (Client Relationship Summary) deadline? This webcast will highlight the new delivery obligations and content requirements advisers should prepare when completing their Form CRS in advance of the June 30, 2020 compliance date. 
On Demand
Webcast
February 25, 2020

Preparing for Regulation Best Interest Compliance

Broker-dealers need to comply with Regulation Best Interest (Reg BI) by June 30, 2020. Will your firm be ready? Join us February 25, 2020 at 2pm ET when we will discuss how to comply with Reg BI and share experiences implementing the regulation's requirements. 
On Demand
Webcast
February 20, 2020

Performance Challenges and Solutions for OCIOs

The OCIO market has experienced significant growth over the last ten years. Assets under management represent nearly $2 trillion and are expected to reach almost $3 trillion over the next several years.* However, how much of that growth has been driven by the firm’s current clients switching from advisory to OCIO services?
On Demand
Webcast
January 28, 2020

Practical Guidance: The 2020 GIPS Standards for Asset Owners

The popularity and worldwide adoption of the Global Investment Performance Standards (GIPS®) by investment management firms is largely due to demand by asset owners. In the interest of risk management, asset owners increasingly require external investment managers to comply with the GIPS standards.  
On Demand
Webcast
January 22, 2020

SEC Examination Priorities and Focus Areas for 2020

Please join us Wednesday, January 22 at 11am ET for a live webcast discussion about the SEC’s 2020 examination priorities and what they may mean for you. 
On Demand
Webcast
December 19, 2019

Your RegTech Roadmap for 2020 and Beyond: The Outlook for Risk and Compliance Technology

As regulators continue to advance and deploy technology solutions to monitor investment firms and securities markets, compliance professionals should be aware of both current and future technology that can assist with surveillance and compliance risk management.
On Demand
Webcast
December 18, 2019

MiFIR Transaction Reporting: pitfalls that jeopardise completeness and accuracy

As we approach the second anniversary of MiFID II, the FCA is encouraging firms to “review transaction reports to ensure the information is complete and accurate” but is still seeing “common errors”. Join us for a short ‘morning coffee’ complimentary webcast.
On Demand
Webcast
December 11, 2019

The Compliance Year in Review

2019 has been filled with a number of regulatory and industry developments. On Wednesday, December 11, 2019 at 11:00 a.m. EST please join ACA Compliance Group's Erik Olsen, Managing Director and Anne Wallace, Consultant for a webcast on The Compliance Year in Review.
On Demand
Webcast
November 12, 2019

The 2020 GIPS Standards Live Q&A

The much-anticipated 2020 GIPS Standards were released earlier this year and with it came a number of substantive changes that firms of all sizes and types will need to address in 2020.
On Demand