GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
April 9, 2019

Compliance Considerations for Quantitative Investment Strategies

Quantitative investment strategies present a number of unique considerations for compliance officers: model management processes, human overrides of model-generated signals, correction of coding errors, and backtested performance, among others. Recent SEC enforcement activity has shown that managers who do not adopt robust controls that are well-tailored to address the particular risks associated with quantitative investment strategies could face serious regulatory exposure.
On Demand
Webcast
March 26, 2019

Compliance for Robo and Digital Advisers

Please join Jack Rader, Allison Charley, Mark Perlow, and James Silk on Tuesday, March 26th at 2pm EDT for a complimentary webcast focused on robo and digital advisers. Our speakers will discuss regulatory trends, recent enforcement cases, unique robo and digital adviser issues, and provide practical guidance for compliance personnel.
On Demand
Webcast
March 15, 2019

Private Equity Update

Please join ACA Compliance Group's Vivek Pingili, Paul Schappell, and Phil Fijal on Friday, March 15th at 2 p.m. ET for a complimentary webcast focused on key regulatory trends and developments that private equity managers should consider in 2019.
On Demand
Webcast
March 14, 2019

California Consumer Privacy Act (CCPA): Are you on the path to compliance?

Join ACA’s Raj Bakhru, Alex Scheinman, and Paul Schappell for a discussion on the current landscape of the California Consumer Privacy Act (CCPA). In this webcast, our speakers will discuss recent amendments to the regulation as well as timing of the California Attorney General’s draft implementation guidance.
On Demand
Webcast
March 13, 2019

Lessons Learned from Recent Marketing and Advertising Deficiencies

Please join ACA Compliance Group's Kimberly Daly and Carrie Morehead, and Stacey Song, Partner at Fried, Frank, Harris, Shriver & Jacobson LLP on Wednesday, March 13th at 11 a.m. ET for a complimentary webcast, Lessons Learned from Recent Marketing and Advertising Deficiencies.
On Demand
Webcast
March 12, 2019

Real Estate Update

Please join ACA Compliance Group's Colleen Marencik, Paul Schappell, and Phil Fijal on Tuesday, March 12th at 2 p.m. ET for a complimentary webcast focused on key regulatory trends and developments that real estate investment managers should consider in 2019.
On Demand
Webcast
February 12, 2019

Regulatory Focus on Performance for Banks

Regulators continue to focus on investment performance, whether it is from an advertising or reporting perspective, to ensure the completeness and accuracy of the data underlying the investment returns. In particular, banking organizations are seeing an increased emphasis on strengthening controls, risk management, and governance around performance calculation and reporting to meet applicable laws, regulations, and supervisory expectations.
On Demand
Webcast
February 5, 2019

Private Equity Performance Reporting Hot Topics and the 2020 GIPS Standards

The lack of standardization in presenting performance across the private equity industry has often been viewed as simply part of investing in the asset class. As capital flows move rapidly into private equity vehicles, regulators will continue to take a harder look at a firm’s institutional controls around performance calculation and reporting.
On Demand
Webcast
January 31, 2019

Discussion of Results: 2018 NSCP / ACA Aponix Cyber Survey

ACA Aponix recently partnered with the National Society of Compliance Professionals (NSCP) to host our second annual survey which provides financial services firms with an opportunity to gain insight into cybersecurity compliance programs across the industry. We are pleased to report that we received over 210 responses! Join Raj Bakhru, Partner at ACA Aponix for a live discussion on issues and trends raised in the survey.
On Demand