ACA WEBCAST DIRECTORY
Join us Friday, April 3 at 10am ET for a 30-min virtual fireside chat with ACA Compliance Group’s Chris Ray, Director and Leigh Emery, Senior Principal Consultant as they discuss compliance challenges, concerns, and considerations for hedge fund compliance programs as they face the evolving business risks resulting from the COVID-19 pandemic.
On Demand
Since the release of the 2020 GIPS standards, the investment community has been anxiously awaiting the arrival of what was formerly known as the GIPS Handbook.
On Demand
The rapid spread of coronavirus (COVID-19) has already had a broad range of impacts, and the situation appears likely to grow more challenging in the weeks ahead. On Wednesday, March 18 at 11 a.m. ET / 3 p.m. GMT we invite you to join ACA’s Carlo di Florio, Chief Global Services Officer, Mike Pappacena, Partner, ACA Aponix and Laurin Blumenthal Kleiman, Partner, Sidley Austin LLP for an interactive discussion about the challenges firms are...
On Demand
On January 8, 2020, FINRA released its Risk Monitoring and Examination Priorities Letter for 2020. The letter’s format has changed to concentrate on new risk areas. Broker-dealer compliance personnel should consider both the new risk areas as well as the repeated focus areas in their compliance enhancements for 2020.
On Demand
Join us on Wednesday, March 4, 2020 at 11 a.m. ET / 4 p.m. GMT for a 30-minute Q&A discussion about the common concerns firms may face in an effort to curb the coronavirus.
On Demand
Is your firm prepared for the fast approaching Form CRS (Client Relationship Summary) deadline? This webcast will highlight the new delivery obligations and content requirements advisers should prepare when completing their Form CRS in advance of the June 30, 2020 compliance date.
On Demand
Broker-dealers need to comply with Regulation Best Interest (Reg BI) by June 30, 2020. Will your firm be ready? Join us February 25, 2020 at 2pm ET when we will discuss how to comply with Reg BI and share experiences implementing the regulation's requirements.
On Demand
The OCIO market has experienced significant growth over the last ten years. Assets under management represent nearly $2 trillion and are expected to reach almost $3 trillion over the next several years.* However, how much of that growth has been driven by the firm’s current clients switching from advisory to OCIO services?
On Demand
The popularity and worldwide adoption of the Global Investment Performance Standards (GIPS®) by investment management firms is largely due to demand by asset owners. In the interest of risk management, asset owners increasingly require external investment managers to comply with the GIPS standards.
On Demand