GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
November 15, 2018

OCIOs Guide to GIPS Compliance: Understanding the Benefits, Challenges, and Solutions

Outsourced CIOs (OCIOs) are facing increased market pressure to adhere to industry-recognized standards such as the Global Investment Performance Standards (GIPS®). ACA Performance Services has seen a substantial number of OCIOs start to shift towards demonstrating greater levels of performance reporting transparency.
On Demand
Webcast
November 13, 2018

California Consumer Privacy Act (CCPA) and Increasing Demands on the Privacy Office

Join ACA’s Alex Scheinman and Paul Schappell for a discussion on how to prepare your firm to comply with requirements under the California Consumer Privacy Act (CCPA) as well as the evolving regulatory privacy landscape. Based on the string of state-specific data protection regulations released recently in New York, Colorado, and now California, more state and national regulations will likely follow.
On Demand
Webcast
November 8, 2018

Improving and Simplifying Financial Crime Detection

Criminals are always finding new ways around financial crime detection programs. How can banks and firms continue to keep pace with the latest money laundering trends? Please join ACA Telavance’s Gokul Kallambunathil for a discussion about leveraging analytics, robotic process automation, and machine learning to help combat financial crime.
On Demand
Webcast
October 31, 2018

Personal Trading – Rule vs. Best Practice

We invite you to join ACA Compliance Group’s Enrique Alvarez, Nick McGrath, and Anne Wallace on Wednesday, October 31, 2018 at 11:00 A.M. EST for a live webcast on Personal Trading – Rule vs. Best Practice.
On Demand
Webcast
October 30, 2018

Section 18 (Senior Securities and Asset Segregation)

Section 18 of the 1940 Act prohibits registered funds from issuing any “senior security”. This prohibition has been extended to limit portfolio activities that create “leverage”. This includes the use of derivatives and other common trading practices.
On Demand
Webcast
October 25, 2018

Vendor Risk: Due Diligence, Scaling, Analysis, and Ongoing Oversight

In recent years, regulators have increasingly focused on vendor due diligence. Join Marc Lotti, Partner at ACA Aponix, alongside the compliance manager of a leading private equity firm, as they discuss some of the challenges companies face in identifying and managing third-party risks. Our speakers will discuss best practices for managing your due diligence process and how to scale your third-party risk management program.
On Demand
Webcast
October 25, 2018

SFC’s Fund Manager Code of Conduct: Navigating the Challenges

Changes to the Securities and Futures Commission (SFC) Fund Manager Code of Conduct will be implemented on 18 November this year, affecting any firm licensed to carry out asset management regulated activity in Hong Kong. Derek McGibney, our Director of Asia hosts a panel discussion examining key challenges and considerations ahead of the regulation coming into force.Discussion topics will include:
On Demand
Webcast
October 23, 2018

Common Practices of GIPS-Compliant Firms

Join us for our exclusive webcast Common Practices of GIPS®-Compliant Firms. ACA Performance Services' Crista DesRochers will discuss the most common question we receive from clients, “What do other firms do?” During this presentation we will share recent findings gathered from the firms we work with to provide answers to our most commonly asked questions. 
On Demand
Webcast
October 16, 2018

Due Diligence and Oversight of Sub-Advisers

We invite you to join ACA Compliance Group’s Michelina Cuccia and Erik Olsen, and Joseph Paolo from AXA Equitable on Tuesday, October 16th, 2018 at 2 P.M. EDT as they discuss the makeup of an investment adviser’s due diligence program and compliance oversight of sub-advisers.
On Demand