GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
May 29, 2019

Transaction Reporting: Expectations vs. Reality

Transaction reporting has been back in the news again with the largest fines levied by the FCA for failures under the MiFID I regime. The regulator is now turning its attention to related MiFID II shortcomings, as evidenced in the recent Market Watch and clearly losing patience with reports which are ‘valid but wrong’.
On Demand
Webcast
May 21, 2019

M&A Diligence and Portfolio Oversight: Identifying Cyber and Data Privacy Risks

How is your team reviewing cybersecurity, IT, and privacy risks across your portfolio companies and potential deals?
On Demand
Webcast
May 16, 2019

Highlights from the Performance-Focused Track at ACA's Spring 2019 Conference

Join ACA Performance Services' for the upcoming webcast "Highlights from the Performance-Focused Track at ACA's Spring 2019 Conference" on Thursday, May 16th at 11 am EDT.
On Demand
Webcast
May 16, 2019

FCA - Turning Up the Heat on Market Abuse

With the FCA operational objectives and current business plan continuing to include "Integrity" and "Consumer Protection" it comes as no surprise that each year we see enforcement action against organisations and individuals for offences relating to market abuse.So questions arise:
On Demand
Webcast
May 14, 2019

Independent Broker-Dealer Compliance Roundtable

Please join ACA Compliance Group on May 14 at 2pm ET for a webcast workshop designed to assist compliance professionals of independent broker-dealers in dealing with both current and unique regulatory challenges. Our industry-knowledgeable panelists will discuss topics relevant to this specific type of firm.
On Demand
Webcast
April 23, 2019

The Credit Manager's Path to GIPS Compliance

Claiming compliance with the Global Investment Performance Standards (GIPS) is gaining significant traction with credit asset managers due to increased demand from institutional investors.
On Demand
Webcast
April 18, 2019

Oversight of Fund Service Providers

Please join ACA Compliance Group's James Pappas and Putnam Investments' Michael J. Woodall on Thursday, April 18th at 2 pm EDT for our complimentary webcast, Oversight of Fund Service Providers.
On Demand
Webcast
April 9, 2019

Compliance Considerations for Quantitative Investment Strategies

Quantitative investment strategies present a number of unique considerations for compliance officers: model management processes, human overrides of model-generated signals, correction of coding errors, and backtested performance, among others. Recent SEC enforcement activity has shown that managers who do not adopt robust controls that are well-tailored to address the particular risks associated with quantitative investment strategies could face serious regulatory exposure.
On Demand
Webcast
March 15, 2019

Private Equity Update

Please join ACA Compliance Group's Vivek Pingili, Paul Schappell, and Phil Fijal on Friday, March 15th at 2 p.m. ET for a complimentary webcast focused on key regulatory trends and developments that private equity managers should consider in 2019.
On Demand