GRC webcasts
#00669a

Governance, Risk, and Compliance (GRC) Webcasts

Contact Us

ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
July 19, 2018

Trading Matters for Investment Companies

The idea of trading for registered investment company (fund) clients can seem daunting given the wealth of regulations underpinning this investment vehicle. We invite you to join ACA Compliance Group’s Erik Olsen and Vicki Hulick on Thursday, July 19th, 2018 at 11 A.M.
On Demand
Webcast
July 17, 2018

Understanding Regulatory Requirements vs. the GIPS Standards

Investment advisers need an infrastructure for GIPS® compliance that can survive an SEC examination. While there are many similarities between the rules under the Advisers Act and the requirements of the GIPS standards, there are also notable differences. Please join the panelists for a discussion of best practices to address both GIPS standards and SEC requirements.
On Demand
Webcast
July 12, 2018

Real Estate Update

Tune in on Tuesday, July 12th for our Real Estate Update. You'll hear from ACA Compliance Group's Mike Pappacena, Colleen Marencik, Erika Chua, and Gabe Glass as they share insights into recent examination trends and novel issues during 2018, through the perspective of ACA's compliance, performance, and cybersecurity divisions. Discussion topics will include:ComplianceSEC focus areasRecent examination experiencesPerformance
On Demand
Webcast
July 10, 2018

Private Equity Regulatory Update

Tune in on Tuesday, July 10th at 11 a.m. ET for our Private Equity Regulatory Update. You'll hear from ACA Compliance Group's Marc Lotti, Jami Jack, and Gabe Glass as they share insights into recent examination trends and novel issues during 2018, through the perspective of ACA's compliance, performance, and cybersecurity divisions.
On Demand
Webcast
June 27, 2018

Cybersecurity Considerations for Investment Companies

We invite you to join us on Wednesday, June 27th, 2018 at 11 A.M. EDT for a live complimentary webcast. Tune in to hear ACA Compliance Group's Askari Foy and Thomas Riley discuss cybersecurity best practices and trends to assist fund boards, subadvisors, and investment company service providers with cybersecurity oversight.Discussion topics will include:
On Demand
Webcast
June 21, 2018

Understanding Regulatory Requirements vs. the GIPS Standards

Investment advisers need an infrastructure for GIPS® compliance that can survive an SEC examination. While there are many similarities between the rules under the Advisers Act and the requirements of the GIPS standards, there are also notable differences.
On Demand
Webcast
June 19, 2018

Electronic Communications Developments and Surveillance Best Practices

It's important for organizations to stay ahead of the curve when it comes to electronic communications surveillance. But with new messaging platforms emerging, and the exchanges of employees happening daily, how can compliance officers stay on top of their obligations and minimize risk? 
On Demand
Webcast
June 14, 2018

2018 Investment Management Compliance Testing Survey Results Webcast

When it comes to your compliance program are you doing all you should be doing? Do you wonder how you are measuring up?
Purchase
Webcast
June 6, 2018

Cryptocurrency Regulation for Investment Advisers

We invite you to join us on Wednesday, June 6th, 2018 at 2 P.M. EDT for a live complimentary webcast. Tune in to hear ACA Compliance Group's Mike Seery and Brian Roberts discuss an overview of recent developments in the regulation of digital assets, and how investment advisers’ compliance programs can adapt to manage related risks.  Discussion topics include:
On Demand