ACA WEBCAST DIRECTORY
ACA's Jordan Schwartz will provide a live demo of ACA's new Employee Compliance solution, which updates, expands, and enhances the existing capabilities of Compliance ELF. Jordan will demonstrate the features of the new system as well as discuss the upgrade process for existing Compliance ELF clients.
On Demand
Tune in Tuesday, October 22, 2019 at 2 p.m. ET to hear from ACA Compliance Group’s Erik Olsen, Managing Director, and Steve Birch, Risk Director at Jackson National Asset Management as they review the Liquidity Risk Management Program Rule and share their experiences in implementing its various requirements.
On Demand
ComplianceAlpha 2.0 is our next-generation risk and compliance management platform designed to help firms strengthen and streamline their compliance program across the enterprise from a single location. Please join us for a live demonstration and Q&A on what's new in ComplianceAlpha® 2.0.
On Demand
Please join ACA Compliance Group's Michael Abbriano and Paul Mucho on Thursday, October 10, 2019 at 11:00am ET for as they discuss best practices in forensic testing, including electronic communications reviews and trade surveillance.
On Demand
Join us for a live webcast on October 9, 2019 at 11:00am ET when we will discuss the types of sanctions and money laundering risks assets managers face and best industry practices to mitigate those risks.
On Demand
In the SEC’s September 2017 Risk Alert highlighting the most frequent deficiencies relating to advertising issues commonly identified by OCIE staff, the very first issue referenced was misleading performance results.
On Demand
Amendments to the California Consumer Privacy Act (CCPA) are officially moving forward following the end of the CA legislative session on Friday, September 13, 2019. The governor must now sign the bill by October 13th for these changes to become law on January 1, 2020. What will the final bill look like?
On Demand
ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series.
Purchase
Join us Tuesday, September 24 at 2:00pm ET for a live webcast about the challenges faced by Internal Audit departments in Financial Institutions. We will share practical ideas to meet these challenges and review the recent guidance issued by the Institute of Internal Auditors (IIA) about their 3LoD model.
On Demand