Join us for ACA's Fall 2017 Compliance Conference on October 25-27, 2017 at the Rancho Bernardo Inn, San Diego, CA.
AGENDA AT A GLANCE
- Using Data Scraping in the Investment Research Process
- Experiences from an SEC Exam
- Trade Allocation
- Fee & Expense Allocation
- Key Trends in Compliance Technology
- Monitoring Communications: Electronic, Social Media, and More
- Peer Group Sessions and Discussions
- and more.
ACA will apply for CPE and CLE credits in select states.
Wednesday, October 25, 2017
Friday, October 27, 2017
Rancho Bernardo Inn
17550 Bernardo Oaks Drive
San Diego, California 92128