ACA Compliance Group Expands Compliance Team with Former CCOs and Regulators

ACA Aponix Named Due Diligence Firm of the Year by The M&A Advisor

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ACA Compliance Group to Partner with Starr Investment Holdings for Next Phase of Growth

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Q1 2018 Regulatory Reporting Deadlines

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Introducing ACA Aponix's Vendor Management Platform

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ACA COMPLIANCE (EUROPE)

ACA Compliance (Europe) is the London-based division of ACA Compliance Group. Our team combines over 400 years’ experience as UK regulatory compliance consultants and includes former FCA, FSA and SEC examiners, together with experienced industry practitioners and individuals previously approved as compliance officers – a unique offering in Europe. Additionally, our market-leading GIPS^®and independent performance verification services, as well as our award-winning cybersecurity solutions are also offered out of our London office to better serve European clients.

OUR PRODUCTS & SERVICES

Regulatory Compliance

Compliance

Our global compliance staff includes former FCA, FSA, SEC, FINRA, NFA, and state inspectors, along with former senior compliance managers from prominent financial services firms.

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Cybersecurity and Risk

Cybersecurity & Risk

Our team of financial technologists works with CTOs, COOs, and CCOs at a broad range of firms to improve security infrastructures, provide advisory services, and conduct cybersecurity reviews.

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Performance

Our team is the largest group of GIPS^® professionals in the world solely dedicated to GIPS verification and related services.

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Financial Technology

We provide mission-critical financial software products and services to leading investment management firms.

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AML & Financial Crime

Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services.

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Education & Training

We offer a variety of engaging, dynamic educational opportunities so that you and your staff stay informed on regulatory initiatives, GIPS standards, cybersecurity, and industry topics.

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PRODUCT SPOTLIGHT:
COMPLIANCEALPHA^®

ComplianceAlpha^® is ACA's secure, centralized platform for managing your firm’s risk and compliance program. The platform enables compliance, marketing, and risk teams to more efficiently meet their firm's regulatory obligations and business needs through the integration of risk assessment and regulatory requirements; compliance controls, policies, and procedures; compliance activity tracking and testing; marketing and advertising reviews; cybersecurity and technology risk management tools; trade surveillance; and personal securities trading and code of ethics.

ACA COMPLIANCE (EUROPE)