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ACA COMPLIANCE (Europe)

Your partner for governance, risk, and compliance advisory services and technology solutions in Europe

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ACA Compliance (Europe) is the London-based division of ACA Compliance Group. Our team combines over 400 years’ experience as UK regulatory compliance consultants and includes former FCA, FSA and SEC examiners, together with experienced industry practitioners and individuals previously approved as compliance officers – a unique offering in Europe. Additionally, our market-leading GIPS® compliance and independent performance verification services, as well as our award-winning cybersecurity solutions are also offered out of our London office to better serve European clients.

How We Help

 

ACA Compliance Services Icon

Compliance Services

We provide compliance products and solutions to financial services firms. Our team includes former SEC, FINRA, FCA, CFTC, NFA, and state regulators, along with former senior compliance managers from prominent financial services firms.

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ACA Aponix Cybersecurity and Risk Icon

Cybersecurity, Privacy, & Risk

We provide cybersecurity and technology risk assessments, data privacy compliance, vendor and M&A diligence services, network testing, and advisory services for companies of all sizes.

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Performance Services

Our team — the largest group of GIPS® compliance professionals in the world solely dedicated to GIPS standards verification and related services — provides GIPS standards verification and consulting services to investment managers around the globe.

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Regulatory Technology

We provide regulatory technology and data management technology solutions and services to leading investment management firms.

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AML & Financial Crime

Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services that help address financial crimes-related threats and regulatory concerns.

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Mirabella

We host firms who undertake regulated activities in the EU who do not yet have their own license, including start-up and established investment managers, as well as distribution and advisory firms.

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ACA Financial and Regulatory Reporting

Financial and Regulatory Reporting

Our regulatory accountants solve the complex needs of firms managing or marketing funds in Europe, including Annex IV reporting, preparing ICAAPs, prudential capital management, management accounting, and payroll.

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ACA Tax Services

Tax Services

We provide a range of UK corporate and fund tax services, as well as UK personal tax services for financial services professionals, other high net worth individuals, and their families.

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ACA Education & Training

Education & Training

We provide a variety of educational opportunities to help you and your staff stay informed on regulatory initiatives, GIPS standards, cybersecurity, and industry topics.

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SOLUTION SPOTLIGHT

Senior Managers and Certification Regime (SM&CR, or SMCR)

Our SM&CR solutions include:

  • SM&CR implementation planning and support services, as well as other solutions to help guide investment managers through this new regime. Services include:
    • Senior Management Briefing
    • Gap Analysis and Implementation
    • Updating of your compliance framework
  • ACA Training Solutions offers open courses devoted to SM&CR, delivered by one of our specialist trainers at our office, or at your premises at a time convenient for you.

 

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Senior Managers and Certifications Regime

Senior Managers and Certification Regime (SM&CR, or SMCR)

Insights & Alerts

Model Delivery Trends
November 14, 2019
The Trend Towards Model Delivery: Ways to Mitigate Risk
skyscrapers looking up
November 13, 2019
Global Regulators Remind Financial Services Firms of the Importance of Technology in Detecting Financial Crime
ACA Compliance Group
November 12, 2019
Navigating the SEC’s Interpretation Regarding an Investment Adviser’s Standard of Conduct
November 12, 2019
SEC extends no-action letter relief on MiFID II Research Payments until July 2023
Hong Kong SFC Issues New Guidelines on Electronic Data Storage
November 8, 2019
Hong Kong SFC Issues New Guidelines on Electronic Data Storage
SEC Proposes Expansive Changes to Marketing and Advertising Rules
November 8, 2019
SEC Proposes Expansive Changes to Marketing and Advertising Rules
SEC Division of Enforcement Publishes 2019 Annual Report
November 6, 2019
SEC Division of Enforcement Publishes 2019 Annual Report
ACA Compliance Group Pay-to-Play Monitoring Best Practices
November 5, 2019
The 2020 U.S. Election is Here: How is Your Firm Monitoring Political Contributions and Government Relationships?
FINRA Publishes 2019 Examination Findings Report
November 4, 2019
FINRA Publishes 2019 Examination Findings Report

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GRC Advisory Services and Technology Solutions in Europe?

 

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