CFTC/NFA
Member Services

ACA Compliance Group provides commodity trading advisors (CTA), commodity pool operators (CPO), and futures brokerage firms with specialised compliance solutions. Commodity Futures Trading Commission (CFTC) registrants and National Futures Association (NFA) members can streamline their business and operational processes and improve the quality and effectiveness of their compliance programs by leveraging ACA’s help.

HOW WE HELP

 

ACA can assist with:

    • CFTC registration and NFA membership
    • Registration of principals and associated persons
    • Compliance program reviews
    • Mock NFA exams
    • NFA self-exam questionnaire reviews
    • Written policies and procedures
    • NFA examination support
    • Compliance and ethics training
    • Promotional material review

    REQUEST MORE INFORMATION

     

    To request more information on ACA’s CFTC/NFA member services or a personalised proposal for assistance with compliance needs, please complete our contact form or call +1 (212) 951-1030.