Compliance In-Sourcing Services for Investment Advisers

Compliance In-Sourcing Services for Investment Advisers

ACA Compliance (Europe) understands that from time to time, firms need more compliance resources than they have immediately available. ACA frequently assists firms by providing additional resources during busy times through our compliance in-sourcing solution.

HOW ACA CAN HELP

 

ACA provides our clients with access to individuals holding a range of experience and seniority who will work directly with your compliance team. Our consultants seamlessly join your team, working on-site at your offices for an agreed number of days. We can provide such support for FCA and SEC regulations as well as regulatory compliance-related projects. We match the level of expertise to the task, and regardless of seniority, our on-site consultants have the full support of the depth and expertise of the rest of the ACA team.

Past assignments have included arrangements such as one day per month to assist with compliance monitoring, one day per week on AIFMD implementation, two days per week for four weeks on redrafting compliance documentation, and four days per week for six months working on a significant and complex regulatory project. Our solutions avoid the challenges of identifying, recruiting, and on-boarding compliance talent.

REQUEST MORE INFORMATION

 

For more information about ACA's compliance support solutions, complete our contact form or call Adam Palmer at +44 (0) 20 7042 0500.