Since March 2009, regulated firms have had an obligation to maintain records of electronic communication (e-comms). Successive regulations and regulatory expectations have enhanced these obligations. An effective e-comms review program is critical for detecting and preventing market abuse and financial crime, the perennial topics of regulatory focus as evidenced by numerous market abuse final notices.
ACA specialises in conducting thorough e-comms reviews to assist firms with meeting their regulatory obligations. Our UK e-comms consultants undergo rigorous and purpose-built training and are supported by their US counterparts that have been dedicated to performing e-comms reviews for over five years.
Should you have any questions related to the above, or wish to enquire further about these services, please Contact Us or call +44 (0)20 7042 0500.
