Expert networks comprise industry professionals offering investment firms research and insight in their respective fields. Investment firms then typically use the research gathered from those experts to help inform their investment ideas and strategies. While firms may strive to chaperone expert network consultations, they often face resource and time constraints that prevent them from effectively monitoring these meetings.
ACA is available to listen to consultations, document the calls and any observed inconsistencies with policies and procedures, provide instant escalation of concerning material that arises during calls, and deliver findings to help firms create a regulatory audit trail. Our expert network consultation chaperoning service is available in multiple languages and across time-zones to ensure global support for your firm.
Should you have any questions related to the above, or wish to enquire further about these services, please Contact Us or call +44 (0)20 7042 0500.