SM&CR solutions

Senior Managers & Certification Regime (SM&CR) Compliance Solutions

The Senior Managers & Certification Regime (SM&CR) comes into effect on 9 December 2019 for solo-regulated firms, impacting approximately 47,000 financial firms.

SM&CR was designed to improve accountability and enhance a financial services firm’s focus on the culture within. The Financial Conduct Authority (FCA) has already implemented this regime for banks – and is serious about enforcement.

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HOW WE HELP

               

Our SM&CR solutions include:

For more information please contact us.

REQUEST MORE INFORMATION

 

To request more information, complete our contact form or call our enquiries team at + 44 (0) 20 7042 0500.