The SEC and the FCA - Managing a Dual Regulatory Compliance Program

Date: 
August 12, 2015 - 6:00 am
Type: 
Webcast Sponsor
Division: 
Investment Adviser Private Fund Investment Company FCA (UK) Authorization
Speaker(s): 
Lynne Carreiro, Managing Director, Brett Niehaus, Consultant

ACA Summer School is a prelude to ACAcademy, our full scope SEC compliance training program being offered in London this autumn. Summer School is a series of four complimentary webcasts targeted toward compliance professionals in the UK with an interest in learning more about the US regulatory regime for investment managers and advisors.