Compliant Telephone Recording and Analysis Under MiFID II

Date: 
June 07, 2017 - 11:00 am
Type: 
Webcast
Division: 
Investment Adviser Private Fund FCA (UK) Authorization
Speaker(s): 
Martin Lovick, Mark Braddock

Join Martin LovickPrincipal Consultant at ACA Compliance Europe, and Mark Braddock, Commercial Director at Recordsure on Wednesday, 7 June 2017, for a discussion on compliant telephone recording and analysis.

Discussion topics will include:

  • Why recording is becoming a critical aspect of compliance
  • How regulatory requirements and expectations are changing under MiFID II
  • What are the main challenges for firms in implementation
  • Third party solutions

This event is complimentary.

Please click this link to register for the event.