As we approach the second anniversary of MiFID II, the FCA is encouraging firms to “review transaction reports to ensure the information is complete and accurate” but is still seeing “common errors”.
Join us for a short ‘morning coffee’ complimentary webcast at 10:30AM GMT on Wednesday 18 December, where we will explore the following:
- Daily Exception Management – What does, and doesn’t, it achieve?
- Periodic Monitoring – What should it include, and how often should it be done?
- Governance and Management Information – What does meaningful assurance look like?
Someone from ACA will be in touch after the webcast.
All webcasts are recorded and sent to registrants following the broadcast.