ACA Summer School is a series of complimentary webcasts targeted toward compliance professionals in the UK and Europe with an interest in learning more about the U.S. regulatory regime for SEC-registered advisors and managers, as well as those trading in U.S. markets.
Webcast Discussion Includes:
An overview of regulatory reporting required of SEC Registered Investment Advisers as well as those trading in U.S. markets including:
- Form ADV
- Form PF
- Section 13 shareholder disclosures: Form 13F and 13D/G
- Large Trader Reporting: Form 13H
- Section 16 Insider Reporting: Forms 3, 4, and 5