ACA Europe’s Sally McCarthy guest speaker at Amber Partners’ webinar

April 12, 2011

As the hedge fund industry faces unprecedented regulatory scrutiny, investors are also paying more attention to their fund managers’ culture of compliance.

Sally McCarthy and U.S. colleague, Dan Smith were pleased to be invited to participate as guest speakers to join Jamie Jared-Donnelly (Technical Managing Director) and Peter Seuffert (Managing Director) of Amber Partners1 in a webinar entitled: “How can the operational due diligence process effectively review compliance?”

The webinar, which attracted an audience of 300 registrants, involved a rich discussion around sound practices from both an FSA and SEC regulatory perspective focusing in particular on: insider trading, personal account trading, and conflicts of interest and concluded with an interactive question and answer session.

 

 

 

1Amber Partners is an independent operational risk certification firm to the hedge fund industry with expertise in the field of hedge fund operational due diligence.