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CFTC/NFA Member Services

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ACA Compliance Group provides commodity trading advisors (CTA), commodity pool operators (CPO), and futures brokerage firms doing business in Europe with specialised compliance solutions. Commodity Futures Trading Commission (CFTC) registrants and National Futures Association (NFA) members can streamline their business and operational processes and improve the quality and effectiveness of their compliance programs by leveraging ACA’s help.

How We Help

 

ACA can assist with:

  • CFTC registration and NFA membership
  • Registration of principals and associated persons
  • Compliance program reviews
  • Mock NFA exams
  • NFA self-exam questionnaire reviews
  • Written policies and procedures
  • NFA examination support
  • Compliance and ethics training
  • Promotional material review
how we help