SM&CR solutions

SM&CR (SMCR) Compliance Solutions

Contact Us

The Senior Managers and Certification Regime (SM&CR, or SMCR) comes into effect on 9 December 2019 for solo-regulated firms, impacting approximately 47,000 financial firms.

SM&CR was designed to improve accountability and enhance a financial services firm’s focus on the culture within. The Financial Conduct Authority (FCA) has already implemented this regime for banks – and is serious about enforcement.

Connect with ACA to learn how we can provide you with the essential elements to help you become compliant with the new regime and help you address some of the key deliverables.

  • days
  • Hours
  • Minutes
  • Seconds

SM&CR Solutions

 

SM&CR Implementation Planning and Support Services

We provide SM&CR implementation planning and support services, as well as other solutions to help guide investment managers through this new regime. Services include:

  • Senior Management Briefing
  • Gap Analysis and Implementation
  • Updating of your compliance framework

Contact us to learn more: Call Sam Reid or Carl Day on +44 (0)20 7042 0560.

 

SM&CR Training Courses in London

ACA Training Solutions offers open courses devoted to SM&CR, delivered by one of our specialist trainers at our office, or at your premises at a time convenient for you.

Learn more