Trade and Transaction Reporting Services

Identify failings in the completeness, accuracy and timeliness of your trade and transaction reports with ACA.

The requirement to report details of transactions has existed for many years but, as regulations have evolved, this has become increasingly onerous and complex. The FCA has identified improved regulatory reporting as one of its supervisory priorities, having already levied fines of varying sizes totalling more than £130m for reporting errors or omissions under MIFID and EMIR.

Our range of trade and transaction reporting solutions helps your firm identify failings in the completeness, accuracy, and timeliness of your trade and transaction reports. The prompt identification of errors can significantly reduce the cost and reputational risk from regulatory scrutiny and enforcement as well as the operational burden of re-reporting.

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Switching from CME Nex/Abide?

CME Group will be winding down most of its regulatory reporting services on or by 30th November 2020.

Are you impacted? We are here to help.

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Our Solutions

Whether your reporting requirements fall under EMIR or MiFIR, we can help:

Systems and Controls Reviews

We provide one-off or recurring reviews of the controls surrounding your firm’s reporting framework.

By looking at both the design and operation of those controls, we help ensure that you have the appropriate monitoring, oversight and governance arrangements in place to facilitate correct reporting. These reviews are available for a combination of reporting regimes, in addition to the ARRMA service or as a standalone service.

ACA Regulatory Reporting Monitoring & Assurance Support (ARRMA)

We provide a regular, cost-effective solution for analysing the data included in your firm’s reports to identify issues relating to the accuracy, completeness and timeliness.

By blending technology with consulting services, our solution helps firms undertake meaningful monitoring that would otherwise require intensive, expensive and burdensome internal resources. Our reviews can be conducted monthly or quarterly with costs determined on a sliding scale to reflect report volumes.

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Complimentary Review

Take advantage of a complimentary one-time reporting analysis to help identify the percentage of reports featuring an error.

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Training

We provide training for topics including transaction reporting, EMIR, market abuse, trade surveillance, senior management obligations, governance and compliance officer roles and responsibilities. These are delivered by one of our specialist trainers and can be customised to meet your firm’s needs.

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Why Choose ACA?

Our Industry Experience

Through our collective expertise in compliance and market surveillance technology, we understand our clients’ business needs and regulatory reporting requirements. Our specialists can step in to help strengthen your trade and transaction reporting programme, identify potential business and compliance risks to help your firm avoid potential problems arising with key stakeholders, regulators, and current and prospective clients. Our specialist team has performed numerous EMIR and MiFIR reviews, from high-level control testing to full scope data analysis, logic specification and control design projects

Our Smart Technology

We design and deliver smart regulatory technology solutions to more than 800 leading financial services firms globally. ACA’s RegTech solutions can be configured to seamlessly integrate our trade and transaction reporting solutions alongside our market abuse monitoring technology.

Industry Benchmarking

In addition to identifying reporting errors, our ARRMA service provides quantitative peer analysis to understand how your firm compares to its industry peers. This benchmarking is a valuable addition to your firm’s management body reporting as part of ongoing governance.

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ACA Trade and Transaction Resources

ACA issues downloadable assets regarding trade and transaction reporting and what you need to know. Below are available resources you can read for additional information or guidance.

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