ACA offers global compliance products and consulting services. Our team is composed of former FCA, FSA, SEC, FINRA, NFA and state regulators, along with former senior compliance managers from prominent financial institutions.
We are the market-leading service provider for firms seeking to secure their regulatory licences - Part 4A Permission and/or AIFMD, as required by the UK regulator the Financial Conduct Authority (FCA).
Our depth of expertise combined with our ability to staff locally has made us the chosen provider for managing a wide range of SEC projects of varying scale and complexity throughout the UK and Europe.
Our staff has the regulatory and practical compliance experience to assist firms with their ongoing compliance responsibilities, including compliance testing, compliance program reviews, and other compliance-related and operational tasks.
Our clients know that a tailored, well-functioning compliance program is a key success factor in today’s increasingly challenging business and regulatory environments. We respond to our clients' needs by assisting them in developing and maintaining high-quality compliance programs that are customised to each firm’s particular business demands and operational realities.