Join us on Tuesday, January 22, 2019 at 11 a.m. ET for our webcast, Novel Compliance Issues Faced by Equity Managers.
Financial Compliance Training, Webcasts, & Events
The extension of the FCA’s Senior Managers and Certification Regime (SM&CR) to...
The U.S. Securities Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) announced its 2019 examination priorities on December 20, 2018.
ACA Aponix recently partnered with the National Society of Compliance Professionals (NSCP) to host our second annual survey which provides financial services firms with an opportunity to gain...
We are excited to participate in ACAMS Connecticut Chapter’s 5th Annual All-Day Learning Event. ACA Telavance’s Mark Scarmozzino will share his insights about customer due diligence and e
The lack of standardization in presenting performance across the private equity industry has often been viewed as simply part of investing in the asset class.