Events

Roundtable, Speaking Engagement
June 26, 2018

Please join us for a complimentary workshop focused on helping broker-dealer and investment adviser compliance professionals deal with today’s tough regulatory challenges.

Webcast
June 27, 2018

We invite you to join us on Wednesday, June 27th, 2018 at 11 A.M. EDT for a live complimentary webcast.

Roundtable, Speaking Engagement
June 27, 2018

Please join other Bay Area compliance officers and ACA Compliance Group for a briefing on compliance hot topics and discussion of key trends and developments in SEC examinations of private equity...

Webcast
July 10, 2018

Registration for this event has not yet opened. Stay tuned for more details. 

Webcast
July 19, 2018

Registration for this event is not yet open. Stay tuned for more details. 

Webcast
July 24, 2018

Registration for this event is not yet open. Stay tuned for more details. 

Roundtable, Speaking Engagement
July 24, 2018

On July 24, 2018, ACA and Sidley Austin will offer a broker-dealer focused seminar for in-house counsel and compliance officers.