Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
February 27, 2018

GDPR: Preparing for the May 25 Deadline

Join ACA’s Chad Neale and Alex Scheinman on Tuesday, February 27, 2018 at 11 AM ET for a discussion on the steps your firm should take to prepare for the EU General Data Protection Regulation (GDP
Register
Webcast
February 23, 2018

Real Estate Update

Tune in on Friday, February 23rd for our Real Estate Update. You'll hear from ACA Compliance Group's Raj Bakhru, Colleen Marencik, Gabe Glass, and Ken Harman as they share insights into recent examination trends and novel issues, as well as industry trends and observations, through the perspective of ACA's compliance, performance, and cybersecurity divisions.&
Register
Webcast
February 22, 2018

Pitfalls and Best Practices for Presenting Third-Party Performance

Registration for this event is not yet open. Stay tuned for more details.
Webcast
February 21, 2018

2018 SEC Exam Priorities and Focus Areas for Investment Companies

The SEC’s Office of Compliance and Inspections (“OCIE”) announced its 2018 examination priorities on February 7, 2018.  
Register
Webcast
February 20, 2018

Private Equity Update

Tune in on Tuesday, February 20th for our Private Equity Update. You'll hear from ACA Compliance Group's Raj Bakhru, Jami Jack, Gabe Glass, and Ken Harman as they share insights into recent examination trends and novel issues, as well as industry trends and observations, through the perspective of ACA's compliance, performance, and cybersecurity divisions.&nbs
Register
Webcast
February 12, 2018

SEC Examination Priorities and Focus Areas for 2018

The U.S. Securities Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) recently released its 2018 examination priorities.
Register
Webcast
January 16, 2018

Demonstration of ACA Aponix’s Vendor Risk Management Platform

Join us on Tuesday, January 16, 2018 at 11 a.m.
On Demand
Webcast
January 11, 2018

NYS-DFS Cybersecurity Regulation: Major Requirements for March 1 Deadline

Join ACA Aponix's Dennis Huck on Thursday, January 11 at 11 am ET for a live discussion on what your firm needs to know about the March 1, 2018 compliance deadline of the New York Department of Financial Services’ (“DFS”) cybersecurity regu
On Demand
Webcast
January 9, 2018

Common Marketing Pitfalls for Investment Advisers

In September of 2017, the SEC Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert addressing the most frequently identified compliance issues related to Rule 206(4)-1 under the Advisers Act. In addition to defining what an advertisement is, Rule 206(4)-1 sets forth five prohibitions in advertisements that are distributed by registered investment advisers.
On Demand
Webcast
December 14, 2017

The Compliance Year in Review

2017 has been filled with a number of regulatory and industry developments. On December 14, 2017 at 11:00 a.m. EST, please join ACA Compliance Group's Darren Kearns, Senior Principal Consultant and Manny Halberstam, Senior Compliance Analyst for a webcast on The Compliance Year in Review.
On Demand