ACA's Spring 2019 Compliance and Performance Conference

Date: 
May 08, 2019 - 8:00 am to May 10, 2019 - 12:30 pm
Type: 
Conference
Division: 
General
Location: 
Mandarin Oriental, Miami 500 Brickell Key Drive Miami, Florida 33131

Join us Wednesday, May 8 to Friday, May 10 at the Mandarin Oriental in Miami, Florida for three days of learning from industry experts, leading attorneys, and experienced senior professionals. Visit our conference site here for all the details


AGENDA AT A GLANCE

Compliance Sessions 

  • Tales from the Trenches: Experiences From Recent SEC Exams
  • Navigating the Annual Compliance Program Review
  • Marketing: No-Action Letter Breakdown
  • Best Practices for the Prevention of Insider Trading
  • Tone at the Top: How to Get Employees on Board with Compliance
  • Best Practices in Code of Ethics Monitoring and Personal Trade Surveillance 
  • Private Equity: Challenges When Managing Both Equity and Debt Private Funds
  • Privacy: Getting Ahead of California’s Coming Regulation

Performance Track Sessions 

  • Identifying Disrupters in the Performance Industry
  • Key Risk Factors in Marketing Performance
  • The 2020 GIPS® Standards: Impact on Composite Structure and Pooled Funds
  • Common Practices of GIPS-Compliant Firms

ACA Professional Skills Academy 

  • Executive Presence and Meeting Mastery - a half-day workshop focused on developing your professional “presence” and improving the productivity, efficiency and fun of corporate meetings.

Click here for the complete agenda.

ACA will apply for CPE and CLE credits in select states.