conferences, training, and events

Conferences, Training, and Events

For compliance, risk, and technology professionals
 

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ACA offers several engaging, dynamic educational opportunities so that you and your staff stay informed on regulatory initiatives, GIPS® standards, and GRC industry topics.

SPOTLIGHT

ACA GRC Online Training Modules

 

Our online user-led training courses with trackable benchmarks and testing help ensure your staff are trained effectively to comply with new industry regulations such as GDPR and understand their role in protecting your firm against insider trading and cybersecurity risks.

Insider Trading Training

During the course, we'll cover:

  • How to recognize material non-public information (MNPI)
  • Common sources or situations involving MNPI
  • Practical guidance to protect your firm’s reputation

Length: 35 Min, Self-Led Training

Number of Staff: Unlimited

Who is this for? All staff

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Online Cybersecurity Awareness Training

During the course, we'll cover:

  • Examples of phishing and vishing incidents
  • Examples of malware incidents to investment advisers
  • Key protections staff should know
  • And more

Length: 30 min, Self-Led Training

Number of Staff: Unlimited

Who is this for? All staff

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GDPR Awareness Training

During the course, we'll cover:

  • An overview of GDPR;
  • Personal data and special categories of data
  • Data protection ecosystem
  • And more

Length: 15 min, Self-Led Training

Number of Staff: Unlimited

Who is this for? All staff who work with personal data

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Sexual Harassment Prevention Training

During the course, we'll cover:

  • Sexual Harassment in the Workplace
  • Retaliation
  • Supervisors’ Responsibilities
  • What to Do if Harassed
  • Additional Protection and Remedies
  • Sexual Harassment Case Studies

Length: 40 min, Self-Led Training

Number of Staff: Unlimited

Who is this for? This course is appropriate for all employees at any size firm within any industry. This course was designed to meet the New York State requirements and built based upon the New York State curriculum.

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GRC online training modules

ACA Webcasts

Webcast
December 19, 2019

Your RegTech Roadmap for 2020 and Beyond: The Outlook for Risk and Compliance Technology

As regulators continue to advance and deploy technology solutions to monitor investment firms and securities markets, compliance professionals should be aware of both current and future technology that can assist with surveillance and compliance risk management.
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Webcast
December 18, 2019

MiFIR Transaction Reporting: pitfalls that jeopardise completeness and accuracy

As we approach the second anniversary of MiFID II, the FCA is encouraging firms to “review transaction reports to ensure the information is complete and accurate” but is still seeing “common errors”. Join us for a short ‘morning coffee’ complimentary webcast.
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Webcast
December 11, 2019

The Compliance Year in Review

2019 has been filled with a number of regulatory and industry developments. On Wednesday, December 11, 2019 at 11:00 a.m. EST please join ACA Compliance Group's Erik Olsen, Managing Director and Anne Wallace, Consultant for a webcast on The Compliance Year in Review.
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Webcast
November 12, 2019

The 2020 GIPS Standards Live Q&A

The much-anticipated 2020 GIPS Standards were released earlier this year and with it came a number of substantive changes that firms of all sizes and types will need to address in 2020.
On Demand
Webcast
November 5, 2019

Best Practices for a Holistic Monitoring Programme

Preventing, detecting, and punishing market abuse is a high priority for regulators - whether acted in a personal or professional capacity. Ensuring you have a well-rounded and comprehensive compliance monitoring programme that covers critical areas and presents a full picture of activities is vital to mitigate risks.
On Demand
Webcast
October 31, 2019

The Scariest Cyber Breaches of 2019

Join us for the horrifying retelling of the scariest cyber incidents of 2019. Learn from these incidents and see how you can apply best practices to improve your security, educate employees, and protect your business.
On Demand
Webcast
October 30, 2019

Model Delivery Trends: The Shift Towards Third-Party Certification

According to new research, model portfolio assets will more than double in the next four years if the 19% annualized growth rate continues. As demand for specialized portfolios rises, model advisory platforms have slowly put stricter due diligence procedures in place in order for firms to gain access to their platforms.
On Demand
Webcast
October 29, 2019

The Perils and Pitfalls of Data Validation

Join us on October 29, 2019 at 2:00pm ET when we will discuss the challenges that BSA/AML and Sanctions compliance groups face when it comes to data validation and provide insights to help compliance groups successfully conduct a data validation.
On Demand
Webcast
October 23, 2019

ACA's Employee Compliance Solution - Demo and Q&A for Compliance ELF Clients

ACA's Jordan Schwartz will provide a live demo of ACA's new Employee Compliance solution, which updates, expands, and enhances the existing capabilities of Compliance ELF. Jordan will demonstrate the features of the new system as well as discuss the upgrade process for existing Compliance ELF clients.
On Demand

ACA Training, Conferences, and Events

Training (London)
December 11, 2019

Compliance Officer: The Roles and Responsibilities - 11 December 2019

Course Overview:The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.
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Training (London)
December 13, 2019

Compliance Induction - 13 December 2019

Course Overview:Senior management in Financial Services firms have a responsibility to ensure their employees have sufficient knowledge and understanding of the Regulatory environment they are working in. This knowledge helps in emphasising the need for compliance with policies and procedures in order to protect the firm and the individual from failing to “do the right thing”.
Book